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SEC Concept Releases Archive 2001

The Commission occasionally publishes "concept" releases to solicit the public's views on securities issues so that we can better evaluate the need for future rulemaking. We encourage the public to submit comments on the following concept releases during the comment period. For detailed instructions, please read How to Submit Comments. Concept releases currently available include:

Additional Archives

Release No.DateDetails
IC-25258 Nov. 8, 2001 Actively Managed Exchange-Traded Funds
Comments due:  January 14, 2002
File No.:  S7-20-01
Comments received are available for this notice
34-44845 Sep. 26, 2001 Request for Comment on the Effects of Decimal Trading in Subpennies; Extension of Comment Period
Comments due: on or before November 23, 2001
File No.: S7-14-01
34-44568Jul. 18, 2001Effects of Decimal Trading in Subpennies
Comments due: 60 days after the date of publication in the Federal Register
File No.: S7-14-01
Comments received are available for this notice

Modified: 01/21/2009