SEC Concept Releases

The Commission occasionally publishes "concept" releases to solicit the public's views on securities issues so that we can better evaluate the need for future rulemaking. We encourage the public to submit comments on the following concept releases during the comment period. For detailed instructions, please read How to Submit Comments. Concept releases currently available include:

Release No. Date Details
34-76743 Dec. 22, 2015 Transfer Agent Regulations (Advance Notice of Proposed Rulemaking)
File No.:   S7-27-15
See also: Extension of Comment Period for Advance Notice of Proposed Rulemaking
Comments Due: February 29, 2016
Comments received are available for this proposal.
Federal Register (17 CFR 240): HTML | PDF | text | XML
33-9862 Jul. 1, 2015 Possible Revisions to Audit Committee Disclosures
Other Release Nos.: 34-75344
File No.:   S7-13-15
Comments Due: September 8, 2015
Comments received are available for this proposal.
Federal Register (80 FR 38995): HTML | PDF | text | XML