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SEC Concept Releases Archive 2011

The Commission occasionally publishes "concept" releases to solicit the public's views on securities issues so that we can better evaluate the need for future rulemaking. We encourage the public to submit comments on the following concept releases during the comment period. For detailed instructions, please read How to Submit Comments. Concept releases currently available include:

Additional Archives

Release No.DateDetails
IC-29779 Aug. 31, 2011 Treatment of Asset-Backed Issuers under the Investment Company Act (Advance Notice of Proposed Rulemaking)
Comments due:  November 7, 2011
Federal Register version
File No.:  S7-35-11
Comments received are available for this notice
Submit comments on S7-35-11
IC-29778 Aug. 31, 2011 Companies Engaged in the Business of Acquiring Mortgages and Mortgage-Related Instruments
Comments due:  November 7, 2011
Federal Register version
File No.:  S7-34-11
Comments received are available for this notice>
Submit comments on S7-34-11
IC-29776 Aug. 31, 2011 Use of Derivatives by Investment Companies under the Investment Company Act of 1940
Comments due:  November 7, 2011
Federal Register version
File No.:  S7-33-11
Comments received are available for this notice
Submit comments on S7-33-11

 


http://www.sec.gov/rules/concept.shtml

Modified: 06/20/2016