Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Regulatory Release

Interpretation of Section 206(3) of the Investment Advisers Act of 1940

Details

Rule Type

Interpretive

Release Number

IA-1732

SEC Issue Date

July 17, 1998 | 1:26 pm ET

Federal Register Publish Date

July 23, 1998 | 6:16 pm ET

Document Citation

63 FR 39505

Resources

Federal Register Version

Last Reviewed or Updated: May 25, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Interpretation of Section 206(3) of the Investment Advisers Act of 1940

Details

Resources

More in this Section

Interpretation of Section 206(3) of the Investment Advisers Act of 1940

Details

Resources