Regulatory Release

Request to amend Financial Industry Regulatory Authority ("FINRA") Rules 12904 and 13904 to allow FINRA to cease publication of expunged arbitration awards and to redact identifying information in expunged arbitration awards

Details

Rule Type
Petition
Release Number
4-770
AAER-3736
SEC Issue Date

Resources

4-770
Submitted By

Paul J. Bazil, Pickard Djinis and Pisarri LLP

Last Reviewed or Updated: March 11, 2026