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Regulatory Release

Notice of Substituted Compliance Application Submitted by the Spanish Financial Conduct Authority in Connection With Certain Requirements Applicable to Security-Based Swap Dealers and Major Security-Based Swap Participants Subject to Regulation in the Kingdom of Spain; Proposed Order

Details

Rule Type

Substituted Compliance Application

Release Number

34-92716

SEC Issue Date

Aug. 20, 2021 | 3:41 pm ET

Federal Register Publish Date

Aug. 26, 2021 | 10:11 pm ET

Document Citation

86 FR 47668

Resources

Notice of Substituted Compliance Application Rel. No. 34-92716

Federal Register Version

Last Reviewed or Updated: June 26, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Substituted Compliance Application Submitted by the Spanish Financial Conduct Authority in Connection With Certain Requirements Applicable to Security-Based Swap Dealers and Major Security-Based Swap Participants Subject to Regulation in the Kingdom of Spain; Proposed Order

Details

Resources

More in this Section

Notice of Substituted Compliance Application Submitted by the Spanish Financial Conduct Authority in Connection With Certain Requirements Applicable to Security-Based Swap Dealers and Major Security-Based Swap Participants Subject to Regulation in the Kingdom of Spain; Proposed Order

Details

Resources