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Regulatory Release

Order Extending Temporary Exemptions From Exchange Act Section 8 and Exchange Act Rules 8c-1, 10b-16, 15a-1, 15c2-1 and 15c2-5 in Connection With the Revision of the Definition of "Security" To Encompass Security-Based Swaps

Details

Rule Type

Exemptive

Release Number

34-87943

SEC Issue Date

Jan. 10, 2020 | 6:52 pm ET

Federal Register Publish Date

Jan. 16, 2020 | 11:42 pm ET

Document Citation

85 FR 2763

Resources

34-87943

Federal Register Version

Last Reviewed or Updated: June 1, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Extending Temporary Exemptions From Exchange Act Section 8 and Exchange Act Rules 8c-1, 10b-16, 15a-1, 15c2-1 and 15c2-5 in Connection With the Revision of the Definition of "Security" To Encompass Security-Based Swaps

Details

Resources

More in this Section

Order Extending Temporary Exemptions From Exchange Act Section 8 and Exchange Act Rules 8c-1, 10b-16, 15a-1, 15c2-1 and 15c2-5 in Connection With the Revision of the Definition of "Security" To Encompass Security-Based Swaps

Details

Resources