Regulatory Release

Order Granting a Limited Exemption From the Exchange Act Definition of "Penny Stock" for Security-Based Swap Transactions Between Eligible Contract Participants; Granting a Limited Exemption From the Exchange Act Definition of "Municipal Securities" for Security-Based Swaps; and Extending Certain Temporary Exemptions Under the Exchange Act in Connection With the Revision of the Definition of "Security" To Encompass Security-Based Swaps

Details

Rule Type
Release Number
34-84991
SEC Issue Date
Federal Register Publish Date
Document Citation

84 FR 863

Last Reviewed or Updated: June 1, 2023