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Regulatory Release

Order Granting Temporary Exemption of LACE Financial Corp. From the Conflict of Interest Prohibition in Rule 17a-5(c)(1) of the Securities Exchange Act of 1934

Details

Rule Type

Order Regarding Exemption

Release Number

34-57301

SEC Issue Date

Feb. 11, 2008 | 2:41 pm ET

Federal Register Publish Date

Feb. 14, 2008 | 10:12 pm ET

Document Citation

73 FR 8721

Resources

Federal Register Version

Last Reviewed or Updated: June 29, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Temporary Exemption of LACE Financial Corp. From the Conflict of Interest Prohibition in Rule 17a-5(c)(1) of the Securities Exchange Act of 1934

Details

Resources

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Order Granting Temporary Exemption of LACE Financial Corp. From the Conflict of Interest Prohibition in Rule 17a-5(c)(1) of the Securities Exchange Act of 1934

Details

Resources