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Regulatory Release

Order Pursuant to Section 11A of the Securities Exchange Act of 1934 and Rule 11Aa3-2(f) Thereunder Extending a de minimis Exemption for Transactions in Certain Exchange-Traded Funds from the Trade-Through Provisions of the Intermarket Trading System

Details

Rule Type

Order Regarding Exemption

Release Number

34-50795

SEC Issue Date

Dec. 3, 2004 | 2:40 pm ET

Federal Register Publish Date

Dec. 9, 2004 | 10:10 pm ET

Document Citation

69 FR 71445

Resources

Federal Register Version

Last Reviewed or Updated: May 31, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Pursuant to Section 11A of the Securities Exchange Act of 1934 and Rule 11Aa3-2(f) Thereunder Extending a de minimis Exemption for Transactions in Certain Exchange-Traded Funds from the Trade-Through Provisions of the Intermarket Trading System

Details

Resources

More in this Section

Order Pursuant to Section 11A of the Securities Exchange Act of 1934 and Rule 11Aa3-2(f) Thereunder Extending a de minimis Exemption for Transactions in Certain Exchange-Traded Funds from the Trade-Through Provisions of the Intermarket Trading System

Details

Resources