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Regulatory Release

Order Extending Temporary Exemption of Banks, Savings Associations, and Savings Banks From the Definition of "Broker" Under Section 3(a)(4) of the Securities Exchange Act of 1934

Details

Rule Type

Exemptive

Release Number

34-50618

SEC Issue Date

Nov. 1, 2004 | 6:52 pm ET

Federal Register Publish Date

Nov. 5, 2004 | 11:42 pm ET

Document Citation

69 FR 64607

Resources

of the Securities Exchange Act of 1934

Federal Register Version

Last Reviewed or Updated: June 26, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Extending Temporary Exemption of Banks, Savings Associations, and Savings Banks From the Definition of "Broker" Under Section 3(a)(4) of the Securities Exchange Act of 1934

Details

Resources

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Order Extending Temporary Exemption of Banks, Savings Associations, and Savings Banks From the Definition of "Broker" Under Section 3(a)(4) of the Securities Exchange Act of 1934

Details

Resources