This listing includes periodic SEC reports and publications. See also FOIA Frequently Requested Documents and SEC Data Resources for periodic data reports and updates. For occasional reports on current trends and issues facing the securities industry, choose “Special Studies” from the “Category” field below.

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Date
Title
Category
Date: Title: 2021 Annual Report to Congress on the Dodd-Frank Whistleblower Program(PDF)
Whistleblower
Category: Annual Reports
Date: Title: 2020 Annual Report to Congress on the Dodd-Frank Whistleblower Program(PDF)
Whistleblower
Category: Annual Reports
Date: Title: 2019 Annual Report to Congress on the Dodd-Frank Whistleblower Program(PDF)
Whistleblower
Category: Annual Reports
Date: Title: 2018 Annual Report to Congress on the Dodd-Frank Whistleblower Program(PDF)
Whistleblower
Category: Annual Reports
Date: Title: 2017 Annual Report to Congress on the Dodd-Frank Whistleblower Program(PDF)
Whistleblower
Category: Annual Reports
Date: Title: 2016 Annual Report to Congress on the Dodd-Frank Whistleblower Program(PDF)
Whistleblower
Category: Annual Reports
Date: Title: 2015 Annual Report on the Dodd-Frank Whistleblower Program (PDF)
Whistleblower
Category: Annual Reports
Date: Title: 2014 Annual Report on the Dodd-Frank Whistleblower Program (PDF)
Whistleblower
Category: Annual Reports
Date: Title: 2013 Annual Report on the Dodd-Frank Whistleblower Program(PDF)
Whistleblower
Category: Annual Reports
Date: Title: 2012 Annual Report on the Dodd-Frank Whistleblower Program(PDF)
Whistleblower
Category: Annual Reports
Date: Title: 2011 Annual Report on the Dodd-Frank Whistleblower Program(PDF)
Whistleblower
Category: Annual Reports