Open Meeting Agenda - January 26, 2022
Jan. 19, 2022
ITEM 1: Form PF Amendments
OFFICE: Division of Investment Management
STAFF: William A. Birdthistle, Sarah G. ten Siethoff, Melissa S. Gainor, Michael C. Neus, Alexis Palascak, Lawrence Pace, Samuel K. Thomas
The Commission will consider whether to propose amendments to Form PF to require current reporting and amend reporting requirements.
For further information, please contact Michael C. Neus in the Division of Investment Management at (202) 551-6787.
ITEM 2: Definition of Exchange, Regulation ATS, and Regulation SCI Amendments
OFFICE: Division of Trading and Markets
STAFF: Haoxiang Zhu, David Saltiel, David Shillman, Tyler Raimo
The Commission will consider whether to propose amendments to the definition of an exchange under the Securities Exchange Act of 1934 and re-propose amendments to Regulation ATS for ATSs That Trade U.S. Government Securities, NMS Stock, and Other Securities and to Regulation SCI for ATSs That Trade U.S. Government Securities.
For further information, please contact Tyler Raimo in the Division of Trading and Markets at (202) 551-6227.