Enforcement and Whistleblower Review

The Enforcement and Whistleblower Review Group advises on enforcement actions and whistleblower claims. Attorneys in this group provide advice and guidance to Commissioners and enforcement staff, and they review Enforcement Division recommendations for Commission action.

Attorneys in the group also review recommendations from the Office of the Whistleblower for adjudication of award claims, and provide advice on rules concerning the SEC’s whistleblower program.