Sept. 24, 2024
Testimony of the Securities and Exchange Commission Before the United States House of Representatives Committee on Financial Services
Gary Gensler
Hester M. Peirce
Caroline A. Crenshaw
Mark T. Uyeda
Jaime Lizárraga
Testimony
Sept. 24, 2024
A Catalyst: Statement on Qatalyst Partners LP
Hester M. Peirce
Mark T. Uyeda
Statement
Sept. 20, 2024
Statement on Jury’s Verdict in Trial of Michael P. Owens, Dawson L. Davenport, Robert A. Gunton, Andrea J. Lindstrom, and Julie A. Yale
Gurbir S. Grewal
Statement
Sept. 19, 2024
Nothing to See; Nothing to Say: Statement on Recent Whistleblower Awards
Hester M. Peirce
Mark T. Uyeda
Statement
Sept. 19, 2024
Office Hours with Gary Gensler: Systemic Risk in Artificial Intelligence
Gary Gensler
Video Transcript
Sept. 19, 2024
Prepared Remarks before the Investor Advisory Committee
Gary Gensler
Statement
Sept. 19, 2024
Hello and Farewell, but not Goodbye: Remarks at the Meeting of the SEC Investor Advisory Committee
Hester M. Peirce
Statement
Sept. 18, 2024
Statement on Minimum Price Increments, Access Fee Caps, Round Lots, and Odd-Lots
Gary Gensler
Statement
Sept. 18, 2024
My Take on Tick: Statement on Adoption of Regulation NMS: Minimum Pricing Increments, Access Fees, and Transparency of Better Priced Orders
Hester M. Peirce
Statement
Sept. 18, 2024
Statement on Amendments to Tick Sizes, Access Fees, and Transparency of Better Priced Orders
Caroline A. Crenshaw
Statement
Sept. 18, 2024
Statement on Adoption of Rule Regarding Regulation NMS: Minimum Pricing Increments, Access Fees, and Transparency of Better Priced Orders
Mark T. Uyeda
Statement
Sept. 18, 2024
Reducing Trading Costs for all Investors
Jaime Lizárraga
Statement
Sept. 17, 2024
Unregistered Municipal Advisory Activity in Public-Private Partnerships
Dave Sanchez
Speech
Sept. 16, 2024
Omakase: Statement on In the Matter of Flyfish Club, LLC
Hester M. Peirce
Mark T. Uyeda
Statement
Sept. 10, 2024
Not so Fast: Statement on In the Matter of Keurig Dr Pepper Inc.
Hester M. Peirce
Statement
Sept. 10, 2024
“Pro Bono Publico” Prepared Remarks before the Peterson Institute for International Economics
Gary Gensler
Speech
Sept. 9, 2024
Remarks before the 2024 AICPA & CIMA Conference on Banks & Savings Institutions: Accounting for Crypto-Asset Safeguarding Obligations—A Facts-Based Analysis
Paul Munter
Speech
Sept. 9, 2024
Statement on Quality Control in Auditing
Gary Gensler
Statement
Sept. 9, 2024
SEC as EQCF: Statement on Public Company Accounting Oversight Board; Notice of Filing of Proposed Rules on a Firm’s System of Quality Control and Related Amendments to PCAOB Standards
Hester M. Peirce
Statement
Sept. 9, 2024
Statement in Support of QC 1000, A Firm’s System of Quality Control
Caroline A. Crenshaw
Statement
Sept. 9, 2024
Statement on the PCAOB’s Quality Control Standard — QC 1000
Mark T. Uyeda
Statement
Sept. 9, 2024
Modernizing Audit Firm Quality Control Standards
Jaime Lizárraga
Statement
Sept. 4, 2024
Office Hours with Gary Gensler: AI Washing
Gary Gensler
Video Transcript
Aug. 28, 2024
Statement on Form N-PORT Amendments
Gary Gensler
Statement
Aug. 28, 2024
Too Short to Report: Statement on Adoption of Form N-PORT and Form N-CEN Reporting; Guidance on Open-End Fund Liquidity Risk Management Programs
Hester M. Peirce
Statement