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U.S. Securities and Exchange Commission

Investor Complaints and Questions

FY 2021 Annual Complaint Data

During FY 2021, the SEC's Office of Investor Education and Advocacy closed 31,373 files relating to complaints, questions, and other contacts received from investors.

TEN MOST COMMON COMPLAINTS

Complaint data for 2021

 


 

 

http://www.sec.gov/news/data.htm


Modified: 10/8/2021