Investor Complaints and Questions

Oct. 15, 2024

FY 2025 Data

During FY 2025, the SEC's Office of Investor Education and Assistance closed 31,472 files relating to complaints, questions, and other contacts received from investors.

Most Common Complaints

Rank Complaint Type FY 2025
1 Crypto-related 7,057
2 Advance fee fraud  3,086
3 Account administration (daily activity) 2,870
4 Account administration (maintenance, closing and redemption issues) 2,487
5 SEC impersonator 1,440
6 Manipulation of securities/prices 951
7 Theft/forgery 864
8 General solicitation 814
9 Pump and dump  757
10 Transfer of account 715
 

Last Reviewed or Updated: Dec. 18, 2025