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U.S. Securities and Exchange Commission

Investor Complaints and Questions

FY 2017 Annual Complaint Data

During FY 2017, the SEC's Office of Investor Education and Advocacy closed 16,756 files relating to complaints, questions, and other contacts received from investors.

TEN MOST COMMON COMPLAINTS

Comparison of complaint data for 2017 and 2016


 

 

http://www.sec.gov/news/data.htm


Modified: 10/19/2017