U.S. Securities & Exchange Commission
SEC Seal
Home | Previous Page
U.S. Securities and Exchange Commission

Investor Complaints and Questions

FY 2018 Annual Complaint Data

During FY 2018, the SEC's Office of Investor Education and Advocacy closed 18,578 files relating to complaints, questions, and other contacts received from investors.

TEN MOST COMMON COMPLAINTS

Comparison of complaint data for 2018 and 2017


 

 

http://www.sec.gov/news/data.htm


Modified: 10/10/2018