U.S. SECURITIES AND EXCHANGE COMMISSION
Litigation Release No.18488 / December 4, 2003
Securities and Exchange Commission v. R. Christopher Hanna, Civil Action No. 02-20531-CIV-GOLD (S.D. Fl., filed February 20, 2002)
FINAL JUDGMENT OF PERMANENT INJUNCTION ENTERED AGAINST R. CHRISTOPHER HANNA
The Securities and Exchange Commission announced that on May 14, 2003, the United States District Court for the Southern District of Florida entered a Final Judgment of Permanent Injunction and Other Relief ("Final Judgment") Against Defendant R. Christopher Hanna ("Hanna"), a former registered representative of Donaldson, Lufkin & Jenrette, an affiliate of Credit Suisse First Boston. The Final Judgment, entered by Hanna's consent, enjoins him from violations of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder. In addition to enjoining Hanna, the Final Judgment orders him to pay disgorgement in the amount of $3,274,500, plus prejudgment interest, but waives payment of disgorgement and does not impose a civil penalty based upon the Sworn Statement of Financial Condition and other supporting documentation submitted by Hanna.
See also, Litigation Release No. 17368 (February 20, 2002).