Engaging on Investment Company Cross Trading
Staff Statement
Staff Statement on Investment Company Cross Trading,” March 11, 2021
Responses
Submissions received will be posted without change; personal identifying information in the submission will not be redacted or edited so you should submit only information that you wish to make available publicly.
- Jack W. Murphy, May 6, 2021
- Capital Group, May 6, 2021
- American Council of Life Insurers, April 9, 2021
- CCMC, April 21, 2021
- Dimensional, April 21, 2021
- ICE Data, April 9, 2021
- Invesco, April 12, 2021
- Investment Adviser Association, April 11, 2021
- Investment Company Institute, April 9, 2021
- MarketAxess, April 9, 2021
- PIMCO, April 9, 2021
- Securities Industry Financial Markets Association Asset Management Group, April 12, 2021
- T.Rowe Price, April 14, 2021
- Wellington, April 12, 2021
- BondCLiQ, April 19, 2021
How to Engage
The staff looks forward to engaging on these important issues, and we invite you to email IM-Rules@sec.gov and insert “Investment Company Cross Trading” in the subject line.
Last Reviewed or Updated: May 10, 2021