Staff Statement

Staff Statement on Investment Company Cross Trading,” March 11, 2021

Responses

Submissions received will be posted without change; personal identifying information in the submission will not be redacted or edited so you should submit only information that you wish to make available publicly.

• Jack W. Murphy, May 6, 2021
• Capital Group, May 6, 2021
• American Council of Life Insurers, April 9, 2021
• CCMC, April 21, 2021
• Dimensional, April 21, 2021
• ICE Data, April 9, 2021 
• Invesco, April 12, 2021 
• Investment Adviser Association, April 11, 2021
• Investment Company Institute, April 9, 2021
• MarketAxess, April 9, 2021
• PIMCO, April 9, 2021
• Securities Industry Financial Markets Association Asset Management Group, April 12, 2021
• T.Rowe Price, April 14, 2021
• Wellington, April 12, 2021
• BondCLiQ, April 19, 2021

How to Engage

The staff looks forward to engaging on these important issues, and we invite you to email IM-Rules@sec.gov and insert “Investment Company Cross Trading” in the subject line.