Form N-CR XML Technical Specification (1.0)

Sept. 18, 2023

Implementation Date: September 18, 2023

This specification provides the basis for creating the aforementioned submission types for form N-CR XML submissions. Filers must use this technical specification to generate a N-CR XML submission that can be successfully parsed by the EDGAR system. Form N-CR may only be filed using the new online version of the form available on the EDGAR Online Forms Management Website or constructed by filers according to the new "EDGAR Form N-CR XML Technical Specification" document available on the SEC's Public Website (https://www.sec.gov/info/edgar/tech-specs).

The N-CR submission file must conform to the EDGAR N-CR Submission Taxonomy. This taxonomy is comprised of a collection of XML Schema Definition (.xsd) files that define the structures of EDGAR N-PX submissions. The N-CR XML submissions can be transmitted to the SEC via the EDGAR FilerWeb (https://www.edgarfiling.sec.gov/) or the “Transmit XML Submission” option from the EDGAR OnlineForms Website (https://www.onlineforms.edgarfiling.sec.gov).

Last Reviewed or Updated: Sept. 18, 2023