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Information About Registered Municipal Advisors

March 2015 - December 2017

What You Should Know About the Data File

This Excel spreadsheet file contains the names of SEC registered municipal advisor firms (including sole proprietorships), as well as their SEC reporting file numbers and Central Index Key (CIK) numbers.

What You Should Know About the Data Itself

To get a copy of the municipal advisor’s Form MA filed with the SEC, please refer to the EDGAR Company Filings webpage.  You may also request a copy by submitting a request on our online form at: https://tts.sec.gov/cgi-bin/request_public_docs.  

For technical questions regarding the website, send an e-mail message to webmaster@sec.gov. For additional information about the data, call the SEC's Office of Municipal Securities at (202) 551-5680.

Data Downloads

File
Format
Size
File: December 2017 Format:ZIP Size:32.29 KB
File: November 2017 Format:ZIP Size:34.76 KB
File: October 2017 Format:ZIP Size:33.74 KB
File: September 2017 Format:ZIP Size:33.72 KB
File: August 2017 Format:ZIP Size:31.76 KB
File: July 2017 Format:ZIP Size:34.4 KB
File: June 2017 Format:ZIP Size:34.43 KB
File: May 2017 Format:ZIP Size:32 KB
File: April 2017 Format:ZIP Size:32.06 KB
File: March 2017 Format:ZIP Size:32.7 KB
File: February 2017 Format:ZIP Size:32.76 KB
File: January 2017 Format:ZIP Size:27.85 KB
File: December 2016 Format:ZIP Size:29.67 KB
File: November 2016 Format:ZIP Size:34.24 KB
File: October 2016 Format:ZIP Size:35.98 KB
File: September 2016 Format:ZIP Size:35.91 KB
File: August 2016 Format:ZIP Size:27.73 KB
File: July 2016 Format:ZIP Size:27.88 KB
File: June 2016 Format:ZIP Size:29.85 KB
File: May 2016 Format:ZIP Size:29.55 KB
File: April 2016 Format:ZIP Size:29.52 KB
File: March 2016 Format:ZIP Size:29.54 KB
File: February 2016 Format:ZIP Size:29.14 KB
File: January 2016 Format:ZIP Size:29.4 KB
File: December 2015 Format:ZIP Size:29.44 KB
File: November 2015 Format:ZIP Size:29.6 KB
File: October 2015 Format:ZIP Size:29.41 KB
File: September 2015 Format:ZIP Size:27.57 KB
File: August 2015 Format:ZIP Size:27.43 KB
File: July 2015 Format:ZIP Size:28.52 KB
File: June 2015 Format:ZIP Size:28.59 KB
File: May 2015 Format:ZIP Size:28.25 KB
File: April 2015 Format:PDF Size:105.62 KB
File: March 2015 Format:PDF Size:102.2 KB
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