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Voluntary Submission of General Solicitation Materials Used in Rule 506(c) Offerings

Companies, funds, investors and others may voluntarily submit any written general solicitation materials used in Rule 506(c) offerings to the SEC. The materials submitted will not be made publicly available on our website. For more information on Rule 506(c) offerings, click here.

If you have information about possible violations of the U.S. securities laws, please submit the information using the Tips, Complaints and Referrals portal.

OMB Number: 3235-0547
Expires: September 30, 2017
Estimated average burden
hours per response: 0.25

Important Notes
Before Submitting General Solicitation Materials:

  • The submission of materials using this page does not constitute endorsement, approval or certification by the SEC of such materials or offering.
  • The SEC will not pass upon the adequacy or accuracy of the offering materials submitted using this page.
  • Please read our Privacy Act Notice to learn about how we may use the materials you send to us.

Fields marked with an asterisk (*) are required.

Attach documents. The total size of all attachments in one submission is limited to 12 megabytes. If the total size of your attachments exceeds this limit, please separate the attachments into parts and make multiple submissions.

Information about You (optional):



Modified: 04/13/2016