Companies, funds, investors and others may voluntarily submit any written general solicitation materials used in Rule 506(c) offerings to the SEC. The materials submitted will not be made publicly available on our website. For more information on Rule 506(c) offerings, click here.

If you have information about possible violations of the U.S. securities laws, please submit the information using the Tips, Complaints and Referrals portal.

OMB Number: 3235-0547
Expires: September 30, 2017
Estimated average burden
hours per response: 0.25

Important Notes
Before Submitting General Solicitation Materials:

  • The submission of materials using this page does not constitute endorsement, approval or certification by the SEC of such materials or offering.
  • The SEC will not pass upon the adequacy or accuracy of the offering materials submitted using this page.
  • Please read our Privacy Act Notice to learn about how we may use the materials you send to us.

Fields marked with an asterisk (*) are required.

Maximum 5 files.
12 MB limit.
Allowed types: txt, rtf, pdf, doc, docx, odt, ppt, pptx, odp, xls, xlsx, ods
Information about You (optional)

Please read our Privacy Act Notice to learn more about how we may use the information you send to us.

CAPTCHA
Warning: Extraneous information may be read while using a screen reader on the RECAPTCHA below.