Data Delivery Guidance
Data Delivery Guidance
OCIE data delivery guidance.pdf
(205.3 KB)
This document provides suggested guidance to regulated entities and other parties (“Producing Parties”) for producing
electronic files and electronically stored information to the U.S. Securities and Exchange Commission’s (SEC) Office of
Compliance Inspections and Examinations (OCIE).
electronic files and electronically stored information to the U.S. Securities and Exchange Commission’s (SEC) Office of
Compliance Inspections and Examinations (OCIE).