34-64280.pdf
34-64280.pdf
(72 KB)
ORDER INSTITUTING PUBLIC
ADMINISTRATIVE AND CEASE-
AND-DESIST PROCEEDINGS PURSUANT TO SECTIONS 4C AND 21C OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 102(e) OF THE COMMISSIONS RULES OF PRACTICE, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIO\
NS AND A CEASE-AND-DESIST ORDER
ADMINISTRATIVE AND CEASE-
AND-DESIST PROCEEDINGS PURSUANT TO SECTIONS 4C AND 21C OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULE 102(e) OF THE COMMISSIONS RULES OF PRACTICE, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIO\
NS AND A CEASE-AND-DESIST ORDER