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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.13(a) to Replace the Term “registered clearing agency” with “Qualified Clearing Agency;” Clarify That a Non-Member May Act as a Clearing Firm; and Require That a....

34-106412.pdf (228.17 KB)

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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.13(a) to Replace the Term “registered clearing agency” with “Qualified Clearing Agency;” Clarify That a Non-Member May Act as a Clearing Firm; and Require That a....

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Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.13(a) to Replace the Term “registered clearing agency” with “Qualified Clearing Agency;” Clarify That a Non-Member May Act as a Clearing Firm; and Require That a....