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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rule 7165 Regarding In-Kind Exchange of Options Positions and ETF Shares and UIT Units

34-103147.pdf (225.32 KB)

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rule 7165 Regarding In-Kind Exchange of Options Positions and ETF Shares and UIT Units

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Rule 7165 Regarding In-Kind Exchange of Options Positions and ETF Shares and UIT Units