33-8583.pdf

ORDER INSTITUTING ADMINISTRATIVE AND CEASE-AND-DESIST PROCEEDINGS, MAKING FINDINGS, AND IMPOSING REMEDIAL SANCTIONS AND A CEASE-AND-DESIST ORDER PURSUANT TO SECTION 8A OF THE SECURITIES ACT OF 1933, SECTION 21C OF THE SECURITIES EXCHANGE ACT OF 1934, SECT\
ION 203(f) OF THE INVESTMENT
ADVISERS ACT OF 1940, AND SECTION 9(b) OF THE INVESTMENT COMPANY
ACT OF 1940