Submit Written Input on Harmonization to the SEC and CFTC

Use this webform to provide written input on SEC and CFTC harmonization. Fields marked with an asterisk * are required.

Written input will generally be posted on www.sec.gov and www.cftc.gov. Material received will be posted without modification; the SEC and CFTC do not edit personal identifying information from submissions. Only submit information that is suitable to appear publicly. To request confidential treatment of a submission, please follow the SEC detailed procedure and CFTC detailed procedure, and please send the confidential material to harmonization@sec.gov and harmonization@cftc.gov, noting the request for confidential treatment. Submitted material that is obscene or subject to copyright may be redacted in part or withheld entirely from publication. Please read the SEC Privacy Act Notice and the CFTC Privacy Act Notice to learn about how submitted information may be used.

This form should not be used for submitting a tip or complaint (including a whistleblower complaint). To submit a tip or complaint regarding a potential violation of the federal securities laws, please use the SEC’s online form or mail your information to: SEC Complaint Center, 100 F Street NE, Washington, D.C. 20549-0213. To submit a tip or complaint regarding a potential violation of the federal commodities laws, please use the CFTC’s online form.

Fields marked with ​will be publicly viewable on www.sec.gov

Please enter the submitter's name. If no name is submitted, the submitter will be identified as "Anonymous". If this submission is being submitted on behalf of another individual or entity, please provide that name below.

Examples:
Professor of Economics, University of Providence /or/ Markets Section Chair, Association of Professional Accountants

This information, if provided, will allow the SEC and CFTC staff to contact you if they have any follow-up questions about your submission.

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