Award Claim

In the Matter of 1st Global Advisors, Inc., now known as Avantax Advisory Services, Inc.

Jan. 30, 2022
2022-005

In the Matter of 1st Global Advisors, Inc., now known as Avantax Advisory Services, Inc.
Administrative Proceeding File No.: 3-20685
Date Filed: December 20, 2021
Date of Qualifying Judgment/Order: December 20, 2021

Last Reviewed or Updated: Jan. 31, 2022