Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Award Claim

In the Matter of Credit Suisse Securities (USA) LLC

Feb. 29, 2016

2016-021

In the Matter of Credit Suisse Securities (USA) LLC
Administrative Proceeding File No.: 3-17079
Case filed: January 31, 2016
Qualifying Judgment/Order: January 31, 2016

Last Reviewed or Updated: Feb. 29, 2016

Rules & Regulations

Enforcement & Litigation

Compliance

In the Matter of Credit Suisse Securities (USA) LLC

More in this Section

In the Matter of Credit Suisse Securities (USA) LLC