Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort descending	Respondents
Jan. 28, 2005	Morgan Cooper, et al. Release No. LR-19057
Jan. 28, 2005	David M. Wolfson, et al. Release No. LR-19056
Jan. 27, 2005	Teresa V. Fernandez Release No. LR-19055
Jan. 27, 2005	Allen Z. Wolfson, et al. Release No. LR-19054
Jan. 26, 2005	Grant R. Curtis, et al. Release No. LR-19053
Jan. 26, 2005	Herman's World of Sports, Inc., Thomas J. Dzwilewski, Michael Eisemann, and Louis Montaino Release No. LR-19052
Jan. 25, 2005	Goldman Sachs & Co. Release No. LR-19051
Jan. 25, 2005	Morgan Stanley & Co. Incorporated Release No. LR-19050
Jan. 25, 2005	Jun Singo Liang Release No. LR-19049
Jan. 24, 2005	Penthouse International, Inc., Charles Samel and Jason Galanis Release No. LR-19048, AAER-2173
Jan. 21, 2005	Susana P. Longo Release No. LR-19041
Jan. 21, 2005	Queénch, Inc., Lyndell Parris, Lester Parris, Lennox Parris, Joel Ramsden, Michael Rao, Sprout Investments, LLC and Alpine Equity, LLC Release No. LR-19040
Jan. 21, 2005	Henry C. Yuen, et al. Release No. LR-19047, AAER-2176
Jan. 21, 2005	J.M. Dutton & Associates, LLC Release No. LR-19046
Jan. 21, 2005	Alfred S. Teo, Sr., et al. Release No. LR-19045
Jan. 21, 2005	William E. Kraemer, et al. Release No. LR-19044
Jan. 21, 2005	Ives Health Co. Inc., M. Keith Ives, Michael Harrison and James Kosta Release No. LR-19043
Jan. 21, 2005	Michael Lauer, et al. Release No. LR-19042
Jan. 19, 2005	Samuel D. Waksal and Jack Waksal, Defendants, and Patti Waksal, Relief Defendant Release No. LR-19039
Jan. 19, 2005	Patrick S. Anderson and Vickie L. Westbrook Release No. LR-19038
Jan. 18, 2005	Charles E. Jannetti and Kevin Debbs Release No. LR-19037
Jan. 18, 2005	Keith Mohn, Mohn Asset Management, L.L.C., Mohn Financial Group, L.L.C., J. Patrick Kisor, PDK International, Inc., Agave, Ltd., Genesis Trading Associates, L.L.C., NCB Investments, Inc., PCM, L.L.C., Jason Malkin, and Gilbert Howard Release No. LR-19036
Jan. 14, 2005	Eric E. Resteiner, et al. Release No. LR-19035
Jan. 13, 2005	Mark A. Bailin, Kenneth H. Bowman, Timothy Neal Daly, Michael J. Hannigan, Peter O. Marion, John Nettle, Gordon Redgate, Bruce Robinson, Michael Rogers, Mark A. Bailin Release No. LR-19034, AAER-2167
Jan. 13, 2005	Thomas E. Edgar Release No. LR-19033
Jan. 13, 2005	Patricia B. Rocklage, William M. Beaver and David G. Jones Release No. LR-19032
Jan. 11, 2005	Resnick, et al. Release No. LR-19031, AAER-2166
Jan. 10, 2005	Lines Overseas Management, Ltd., and Scott Lines Release No. LR-19030, AAER-2165
Jan. 10, 2005	Charles Johnson, Jr., Chris Benyo, Michael Kennedy, John Tuli, and Kent Wakeford Release No. LR-19029, AAER-2165
Jan. 10, 2005	Thom Calandra Release No. LR-19028
Jan. 10, 2005	Scott B. Gann And George B. Fasciano Release No. LR-19027
Jan. 7, 2005	Douglas A. Murphy, David G. Kay and Lawrence H. Theriot Release No. LR-19026
Jan. 6, 2005	BroadVision, Inc. Release No. LR-19025, AAER-2162 File Number: 3-11791
Jan. 6, 2005	KS Advisors, Inc., KS Condor Partners, Ltd., II, Damian Partners, LLC, Scott Fine and Kevin Boyle Release No. LR-19024
Jan. 6, 2005	Monsanto Company Release No. LR-19023, AAER-2159
Jan. 4, 2005	TV Azteca S.A. de C.V., Azteca Holdings, S.A. de C.V., Ricardo Salinas Pliego, Pedro Padilla Longoria, and Luis Echarte Fernandez Release No. LR-19022
Jan. 4, 2005	Brad A. Weaver and Beta Asset Management, Inc. Release No. LR-19021
Jan. 4, 2005	George Badger, et al. Release No. LR-19020
Dec. 30, 2004	Michael Lauer, et al. Release No. LR-19019
Dec. 30, 2004	Michael Lauer, et al. Release No. LR-19018
Dec. 29, 2004	Hershey Moss Release No. LR-19017
Dec. 28, 2004	Robert J. Cassandro, Michael C. Cardascia, and Stephen E. Apolant, Defendants, and Joan Cardascia, Relief Defendant Release No. LR-19016
Dec. 27, 2004	Brad A. Weaver and Beta Asset Management, Inc. Release No. LR-19015
Dec. 27, 2004	Martin Fox Release No. LR-19014
Dec. 22, 2004	Southern Financial Group, Inc., Richard M. Wooten, Charles Dennis McKittrick and Gerald F. Hunter, Jr.,United States District Court for the District of South Carolina, Charleston Division Release No. LR-19009
Dec. 22, 2004	Paul V. Degenhart, University Club Group, Inc. and UC Properties, LLC Release No. LR-19008
Dec. 22, 2004	Maxxon et al. Release No. LR-19013
Dec. 22, 2004	Morgan Nields Release No. LR-19012
Dec. 22, 2004	Claude Lefebvre and Dennis S. Herula Release No. LR-19011
Dec. 22, 2004	Dennis Herula et al. Release No. LR-19010
Dec. 20, 2004	Texas American Group, Inc., Alan E. Humphrey, Richard E. Lee, and William Grosvenor Release No. LR-19007
Dec. 20, 2004	John W. Surgent, et al. Release No. LR-19006
Dec. 17, 2004	Jack A. Brown, Jules Fleder, Roger Sherman, Bernard Ware et al. Release No. LR-19005
Dec. 17, 2004	Martin Julien Marks Release No. LR-19004, AAER-2154
Dec. 17, 2004	PanaMed Corp. Release No. LR-19003
Dec. 17, 2004	Jack D. Weiss Release No. LR-19002, AAER-2153
Dec. 16, 2004	Maurice L. Arel Release No. LR-19001
Dec. 16, 2004	David James Leslie Release No. LR-19000
Dec. 15, 2004	Bradford C. Bleidt, et al. Release No. LR-18993A
Dec. 15, 2004	R. Geoffrey Layne, James S. Sholeff, Dale Boeth, and Shawn Mcghee Release No. LR-18999, AAER-2152
Dec. 14, 2004	Min T. Ma and Joyce Manni Ng Release No. LR-18998
Dec. 14, 2004	Benny G. Morris and First Choice Management Services Inc. et al. Release No. LR-18997
Dec. 13, 2004	Delta Rental Systems, Inc., et al. Release No. LR-18996
Dec. 8, 2004	Richard Rambahal, et al. Release No. LR-18995, AAER-2150
Dec. 7, 2004	John Benjamin Stewart, Jr., Stewart Finance Company, Stewart National Finance Company, Donald N. Ellis and D&E Acquisitions, Inc. Release No. LR-18994
Dec. 6, 2004	Superior Opportunities, Inc., J.F. Simms & Co., LLC, William J. Hickey, Sean A. Osborne and Jon F. Simms Release No. LR-18992
Dec. 2, 2004	Michael Lauer, et al. Release No. LR-18991
Dec. 2, 2004	Larry Grabarnick, Marc David Shiner, Donald LaBarre and Sara Jane Peck Release No. LR-18990
Dec. 2, 2004	John Paul Orr, Michael J. Frank, Albert M. Abbood, Darrell Edquist, David C. Kirkpatrick, David N. Bixler, Thomas L. Taylor and Randall M. Stone Release No. LR-18989, AAER-2147
Dec. 2, 2004	Discover Capital Holdings Corp., et al. Release No. LR-18988
Nov. 30, 2004	Charles F. Kirby, Gene C. Geiger, Alfred Peeper, and Edward H. Price; Brenda P. Murray, Chief Administrative Law Judge Release No. LR-18987 File Number: 3-9602
Nov. 30, 2004	Evan S. Collins Release No. LR-18986, AAER-2146
Nov. 30, 2004	American International Group, Inc. Release No. LR-18985, AAER-2145
Nov. 24, 2004	Paul H. Bristow and Nikhil Sinha Release No. LR-18981A, AAER-2141A
Nov. 23, 2004	First Access Financial, LLC, et al. Release No. LR-18984
Nov. 22, 2004	Michael J. Ricks, John H. Woody, and Mark P. Mead Release No. LR-18983
Nov. 22, 2004	American Financial Group Of Aventura, Inc., David H. Siegel and Edward M. Chism, Sr. Release No. LR-18982
Nov. 19, 2004	Paul H. Bristow and Nikhil Sinha Release No. LR-18981, AAER-2141
Nov. 19, 2004	William M. Baker, et al. Release No. LR-18980
Nov. 18, 2004	Emvest Mortgage Fund, LLC, Emvest, Inc., and Milon Lyle Brock Release No. LR-18978
Nov. 18, 2004	Peter J. Wilson Release No. LR-18979
Nov. 17, 2004	Kevin Hobbs et al. Release No. LR-18977
Nov. 17, 2004	Medi-Hut Co., Inc., Joseph A. Sanpietro, Laurence M. Simon and Lawrence P. Marasco Release No. LR-18976
Nov. 17, 2004	John Allen Snoble Release No. LR-18975
Nov. 17, 2004	Russell T. Bradlee, Thomas F. Bradlee, Louis P. Stone, IV, and Angela DelVacchio Release No. LR-18974
Nov. 16, 2004	FoneCash, Inc., and Daniel E. Charboneau Release No. LR-18973
Nov. 16, 2004	Bradford C. Bleidt, et al. Release No. LR-18972
Nov. 16, 2004	Phoenix Telecom, L.L.C., Jerold Benjamin Clawson, Jerry Deland Beacham and H. Ellis Ragland, Jr. Release No. LR-18971
Nov. 15, 2004	Crescent Financial Group, Inc., Berkshire Tax Consultants Co., Warfield Capital Management Co., SpencerFerguson Receivables Corp., Thompson & Whitehurst Acquisition Consultants, and McKenzie Goldstein & Associates Release No. LR-18967
Nov. 15, 2004	Investment Technology, Inc. et al. Release No. LR-18970
Nov. 15, 2004	Conrad M. Black, et al. Release No. LR-18969, AAER-2136
Nov. 15, 2004	Paul Simmons, Rodney Gilbert, John Zankowski, Esq., Kerry Kennedy, Stanley Siciliano and Eric Littman, Esq. Release No. LR-18968 See Also: Complaint in this matter
Nov. 9, 2004	Aqua Vie Beverage Corp., Thomas J. Gillespie, and Joseph J. Wozniak Release No. LR-18966
Nov. 9, 2004	Koji Goto Release No. LR-18965
Nov. 9, 2004	OSF, Inc. et al. Release No. LR-18964
Nov. 8, 2004	Patrick Ballinger, Dennis R. Weaver, Kosta S. Kovachev, Lee E. Larscheid, Benny G. Morris, Darin W. Roberts, Linda M. Sears, Todd F. Walker, Branson City Limits, Inc., Resort Hotels, Inc., Universal Financial Leasing, Inc., and Ozark Ticket and Travel, Inc. Release No. LR-18963
Nov. 5, 2004	The Rose Fund, LLC, The Rose Fund, Inc., TRF Holdings, Inc., Michael Alexander, Paul E. Nelson, William Wright, Rose Collections, Inc., Pacific Video Network, Inc., Resort Management Co., Inc., Web Inventions, Inc., Who Banging, Inc., and Yae, Inc. Release No. LR-18962
Nov. 4, 2004	Ohana International, Inc., Financial Solutions, and Christiano Hashimoto Release No. LR-18961
Nov. 4, 2004	Bill L. Stapleton Release No. LR-18960
Nov. 4, 2004	Learn Waterhouse, Inc.; Randall T. Treadwell; Rick D. Sluder; Larry C. Saturday; and Arnulfo M. Acosta Release No. LR-18959

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