Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort descending	Respondents
Aug. 24, 2007	Brian N. Hollnagel and BCI Aircraft Leasing, Inc. Release No. LR-20254 See Also: Complaint in this matter , Memorandum Opinion and Order
Aug. 24, 2007	Charles O. Morgan, Jr., as Personal Representative of the Estate of Frederick J. Kunen, et al. Release No. LR-20253 See Also: Complaint in this matter
Aug. 23, 2007	Secure Investment Services, Inc., American Financial Services, Inc., Lyndon Group, Inc., Donald F. Neuhaus, and Kimberly A. Snowden Release No. LR-20252 See Also: Complaint in this matter
Aug. 23, 2007	Textron Inc. Release No. LR-20251 See Also: Complaint in this matter
Aug. 21, 2007	John M. Fife and Clarion Management, LLC Release No. LR-20250 See Also: Administrative Proceedings Release
Aug. 21, 2007	Sentinel Management Group, Inc. Release No. LR-20249 See Also: Complaint , Declaration in Support of Emergency Motion , Memorandum in Support of Emergency Motion
Aug. 21, 2007	2DoTrade, Inc. et al. Release No. LR-20248
Aug. 17, 2007	Michael J. Byrd Release No. LR-20247 See Also: Complaint in this matter
Aug. 16, 2007	Marc T. Duchesne, Jeffrey A. Hayden, Gregory A. Moffitt, Robert S. Parsley, and Nationwide Capital Corporation Release No. LR-20246
Aug. 16, 2007	Roger D. Blackwell et al Release No. LR-20245
Aug. 16, 2007	Inter Global Technologies, Inc. and Michael E. Tomayko Release No. LR-20244 See Also: Complaint in this matter
Aug. 15, 2007	Michael G. Smeraski, et al. Release No. LR-20243
Aug. 14, 2007	Brian Lee and Todd DiRoberto, et al. Release No. LR-20242
Aug. 14, 2007	AOB Commerce, Inc., AOB Asia Fund I, LLC, and Terchi Liao a/k/a Nelson Liao, et al. Release No. LR-20241
Aug. 14, 2007	Anthony P. Postiglione, Jr. and William J. Lennon Release No. LR-20240
Aug. 13, 2007	Tri Energy, Inc., H & J Energy Company, Inc., Marina Investors Group, Inc., Lowell Decker, Robert Jennings, Henry Jones, Arthur Simburg, Mildred Stultz, DJM, LLC, Financial MD, Inc., Financial MD and Associates, Inc., Daniel J. Merriman, Global Village Records, and La Vie D'Argent, as defendants, and R.P.J. Investment Group, Inc., T.M.A. Investment Enterprises, Thomas Avery, and Wing NGA Lau, a/k/a Adrienne Lau, as relief defendants Release No. LR-20239
Aug. 13, 2007	Eric Turner and Kenneth May Release No. LR-20238
Aug. 10, 2007	Earthly Mineral Solutions, Inc., Natural Minerals Processing Company, Roy D. Higgs, Frank L. Schwartz, and Rick Lawton Release No. LR-20237 See Also: Complaint in this matter
Aug. 9, 2007	Premium Income Corp., InForex Ltd., Tri-Forex International Ltd., also known as Tri-Forex, Ltd. and International Forex Company, Gerald Leo Rogers, also known as Jay Rogers and Jay Rodgers, and Alexander Igor Shevchenko Release No. LR-20235
Aug. 9, 2007	Wood River Capital Management, LLC, et al. Release No. LR-20234
Aug. 9, 2007	Thomas Fisher, Kathleen Halloran, and George Behrens Release No. LR-20233, AAER-2666 See Also: Complaint in this matter
Aug. 9, 2007	Kenneth Roy Weare, a/k/a Roy Weaver, J&K Global Marketing Corporation, and AAA-Auction.com, Inc. Release No. LR-20232
Aug. 9, 2007	Amerifirst Funding, Inc., Amerifirst Acceptance Corporation, Jeffery C. Bruteyn and Dennis W. Bowden Release No. LR-20236
Aug. 8, 2007	Michael, Adest & Blumenkrantz, P.C., David Michael, CPA, and Paul Adest, CPA; Release No. LR-20231, AAER-2665 File Number: 3-9873
Aug. 8, 2007	Platforms Wireless International Corp., William C. Martin, Charles B. Nelson, Robert D. Perry, Francois M. Draper, and Victor L. Ziller Release No. LR-20230
Aug. 7, 2007	Steven E. Muth, Richard J. Rouse, and Bruce J. Bates Brenda P. Murray, Chief Administrative Law Judge Release No. LR-20229 See Also: Complaint in this matter File Number: 3-11346
Aug. 7, 2007	Sierra Brokerage Services, Inc. Release No. LR-20228
Aug. 7, 2007	First BanCorp Release No. LR-20227, AAER-2664 See Also: Complaint in this matter
Aug. 6, 2007	Jerry K. Castleman and Kathleen M. Lynn Release No. LR-20225, AAER-2663
Aug. 6, 2007	David E. Tether Release No. LR-20226 See Also: Complaint in this matter
Aug. 3, 2007	One or More Unknown Purchasers of Call Options for the Common Stock of Petco Animal Supplies, Inc. and Taher Suterwalla Release No. LR-20224 See Also: Complaint in this matter
Aug. 3, 2007	Michael J. Pietrzak, Maurice W. Furlong and Donald E. Jordan Release No. LR-20223
Aug. 2, 2007	Joseph A. Frohna Release No. LR-20222 See Also: Complaint in this matter
Aug. 1, 2007	Carole D. Argo Release No. LR-20221, AAER-2662 See Also: Complaint in this matter
Aug. 1, 2007	Global Asset Partners, LLC, et al. Release No. LR-20220 See Also: Complaint in this matter
Aug. 1, 2007	Integrated Silicon Solution, Inc. and Gary L. Fischer Release No. LR-20219, AAER-2661 See Also: Complaint in this matter
July 31, 2007	Vencent A. Donlan, Defendant, and Robin D. Colls Donlan, Relief Defendant Release No. LR-20218 See Also: Complaint in this matter
July 30, 2007	Dean A. Nichols Release No. LR-20217, AAER-2659
July 27, 2007	International Energy and Resources, Inc. Release No. LR-20216
July 26, 2007	Delta & Pine Land Company and Turk Deltapine, Inc. Release No. LR-20214, AAER-2657 See Also: Complaint in this matter , Administrative Proceedings Release
July 26, 2007	KPMG, LLP, et al., and Paul A. Allaire, G. Richard Thoman, Barry D. Romeril, Philip D. Fishback, Daniel S. Marchibroda, and Gregory B. Tayler Release No. LR-20213 See Also: Order to Appoint Distribution Agent
July 26, 2007	Cardinal Health, Inc. Release No. LR-20212, AAER-2654 See Also: Complaint in this matter
July 26, 2007	Euro Security Fund, et al. Release No. LR-20211 See Also: Complaint in this matter
July 26, 2007	Ragone and New York Partnership Exchange, Inc. Release No. LR-20215
July 25, 2007	Robert J. Therrien Release No. LR-20210, AAER-2653 See Also: Complaint in this matter
July 25, 2007	Patrollers Capital Fund and Franklin S. Marone, Jr. and Relief Defendant Marita D. Marone Release No. LR-20209
July 25, 2007	International Fiduciary Corp., S.A., et al. Release No. LR-20208
July 25, 2007	Kenneth L. Schroeder and KLA-Tencor Corp. Release No. LR-20207 See Also: Complaints in this matter Schroeder , KLA-Tencor
July 25, 2007	ConAgra Foods, Inc. Release No. LR-20206, AAER-2652 See Also: Complaint in this matter
July 24, 2007	Shane Bashir Suman and Monie Rahman (Corrected Copy) Release No. LR-20203 See Also: Complaint in this matter
July 24, 2007	Phoenixsurf.com, New Millenium Enterpreneurs, LLC, Jonathan W. Mikula, and Gabriel J. Frankewich Release No. LR-20205 See Also: Complaint in this matter
July 24, 2007	John C. Charters and Richard E. Fresia Release No. LR-20204, AAER-2650 See Also: Fresia
July 19, 2007	David C. Drummond, John P. Hayes, and Patrick E. Murphy, and Patrick T. Chew Release No. LR-20202, AAER-2649
July 18, 2007	Alan D. Libman, a/k/a Damian Vanderhaus Release No. LR-20201 See Also: Complaint in this matter File Number: 3-7803
July 18, 2007	Global Finance & Investments, Inc., Charles R. Davis, Lucre Fund, LLC, JTA Enterprises, William H. Clark, Level Par Investments, LLC, Kelly G. Rogers, Sterling Meridian LLC, Ronald J. Linn Glenn Maske and William F. Dippolito, Defendants, and USAssets & Funding Corp., Nevada Sentry Service Corp., Wells Ventures LLC, Triquestra Management Corp., and CMR Mngt. Group, LLC, Relief Defendants Release No. LR-20200 See Also: Complaint in this matter
July 18, 2007	James M. Materna, John R. Holtzhauser, and Paul R. Venesky Release No. LR-20199, AAER-2642 See Also: Complaint in this matter , Administrative Proceedings Release
July 18, 2007	Samuel Aaron Meltzer Release No. LR-20198
July 18, 2007	Lorine Sweeney and Gary Scherping; Ilona Kay Collin; David Eric Nesvisky; Robert Allen Diehl; Madhavan Sivathanu Pillai Release No. LR-20197, AAER-2641 See Also: Complaints in this matter Sweeney and Scherping , Collins , Nesvisky , Diehl , Pillai , Administrative Proceedings Release , Administrative Proceedings Release , Administrative Proceedings Release
July 16, 2007	AOB Commerce, Inc., AOB Asia Fund I, LLC, and Terchi Liao a/k/a Nelson Liao, et al. Release No. LR-20196 See Also: Complaint in this matter
July 12, 2007	Michael F. Shanahan, Sr., et al. Release No. LR-20193, AAER-2633 See Also: Complaint in this matter
July 12, 2007	The Hockey Barn LLC and Jeffrey J. Coleman Release No. LR-20195
July 12, 2007	Tasty Fries, Inc., Edward C. Kelly and Louis M. Kelly Release No. LR-20194
July 11, 2007	Roderic Lee Boling III, Anna August Boling, Jeffrey Scott Mills and Direct Results of Sweetwater, LLC Release No. LR-20192
July 10, 2007	CEP Holdings, Inc. D/B/A Colonendparenthesis.net, Trevor Reed, Clayton Kimbrell and Colon End Parenthesis Trust, LLC Release No. LR-20191 See Also: Complaint in this matter
July 10, 2007	Aleksey Kamardin Release No. LR-20190
July 10, 2007	TG Capital, LLC, Thanh Viet "Jeremy" Cao, and Lodavina Grosnickle Release No. LR-20189 See Also: Complaint in this matter
July 10, 2007	Raymond C. Chop and Nicholas F. Chop Release No. LR-20188
July 9, 2007	Darrel T. Uselton and Jack E. Uselton Release No. LR-20187
July 9, 2007	The Hockey Barn LLC and Jeffrey J. Coleman Release No. LR-20186
July 9, 2007	Brightpoint, Inc., American International Group, Inc., Phillip Bounsall, John Delaney and Timothy Harcharik Release No. LR-20185, AAER-2632
July 9, 2007	Graham J. Lefford Release No. LR-20184
July 6, 2007	Global Online Direct, Inc., Bryant E. Behrmann, and Larry "Buck" E. Hunter Release No. LR-20183 See Also: Complaint in this matter , and Order Appointing Receiver
July 5, 2007	U.S. Sustainable Energy Corporation and John D. Stanton Release No. LR-20182
July 5, 2007	Amerifirst Funding, Inc., Amerifirst Acceptance Corporation, Jeffery C. Bruteyn and Dennis W. Bowden Release No. LR-20181
July 3, 2007	The Hockey Barn LLC and Jeffrey J. Coleman Release No. LR-20180 See Also: Complaint in this matter
July 2, 2007	Theodore Roxford a/k/a Lawrence David Niren and Hollingsworth, Rothwell & Roxford Release No. LR-20179 See Also: Complaint in this matter
July 2, 2007	Mark Leslie, Kenneth E. Lonchar, Paul A. Sallaberry, Michael M. Cully and Douglas S. Newton Release No. LR-20178, AAER-2631 See Also: Complaint in this matter
July 2, 2007	Chancellor Corporation, et al. Release No. LR-20177, AAER-2630
June 29, 2007	Cyberkey Solutions, Inc. and James E. Plant Release No. LR-20171
June 29, 2007	Eric E. Resteiner, et al. Release No. LR-20170
June 29, 2007	James P. O'Donnell, Jay D. Bolding and Debra L. Keith; Kenneth W. DiFonzo; Dwight J. Goslee and Harry J. Hill Release No. LR-20176, AAER-2629
June 29, 2007	Philip C. Galbo and Larry Solberg Release No. LR-20175 See Also: Complaint in this matter
June 29, 2007	Si Chan Wooh Release No. LR-20174 See Also: Complaint in this matter
June 29, 2007	Michael W. Sulfridge Release No. LR-20173, AAER-2625 See Also: Complaint in this matter
June 29, 2007	Bunchan et al. Release No. LR-20172
June 28, 2007	John J. Lawbaugh Release No. LR-20169
June 27, 2007	Simpson Capital Management, Inc., et al. Release No. LR-20168 See Also: Complaint in this matter
June 26, 2007	GLG Partners, L.P. Release No. LR-20167 See Also: Complaint in this matter , Administrative Proceedings Release
June 25, 2007	Kevin B. Collins Release No. LR-20166, AAER-2624 See Also: Complaint in this matter , Administrative Proceedings Release
June 25, 2007	Universal Express, Inc., Richard A. Altomare, Chris G. Gunderson, Mark S. Neuhaus, George J. Sandhu, Spiga Ltd., Tarun Mendiratta Release No. LR-20165
June 22, 2007	Forman, et al. Release No. LR-20164, AAER-2622 See Also: Complaint in this matter
June 22, 2007	Graham Release No. LR-20163, AAER-2621 See Also: Complaint in this matter
June 21, 2007	Geoffrey A. Gish; Weston Rutledge Financial Services, Inc.; Zamindari Capital, LLC; Lexington International Fund, LLC a/k/a Lexington International Fund, Inc.; and Oxford Adams Capital, LLC Release No. LR-20162
June 20, 2007	Trautman Wasserman & Company, Inc., Gregory O. Trautman, Samuel M. Wasserman, Mark Barbera, James A. Wilson, Jr., Jerome Snyder, and Forde H. Prigot Brenda P. Murray, Chief Administrative Law Judge Release No. LR-20161 File Number: 3-12559
June 20, 2007	Alfred S. Teo, Sr., et al. Release No. LR-20160
June 20, 2007	Jeffrey McMahon Release No. LR-20159, AAER-2619 See Also: Complaint in this matter
June 20, 2007	International Fiduciary Corp., S.A., et al. Release No. LR-20158
June 19, 2007	Romano Ancelmo Fontana Filho Release No. LR-20157 See Also: Complaint in this matter
June 18, 2007	Tom Shanahan and Clem Hannon Release No. LR-20156, AAER-2617 See Also: Complaint in this matter
June 18, 2007	Terese Dearmin and Richard Harris Release No. LR-20155

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