Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Date Sort descending	Respondents
Aug. 12, 1997	American Growth Capital Corp., American Growth Fund I, LP, Growth Capital Resources Corp., Capital Growth Fund I, LP., Donna L. Snyder, Charles E. Duquette, Robert K. Kelly, Hugo V. Cianciulli, William M. McNary, Emanuel B. Nedwick, Jerome L. Glazov, and Christopher A. Paulick Release No. LR-15440
Aug. 12, 1997	William M. Fisher Release No. LR-15439
Aug. 11, 1997	Gregg Michael Brenner and Pamela Sue Topper Release No. LR-15438
Aug. 11, 1997	Trans-American Ostrich Traders, Inc., Larry R. Earp, and David P. Silver Release No. LR-15437
Aug. 7, 1997	Trustcap Financial Group, Inc., Matrix Investment Advisors, Inc., Security Financial, Inc., and Matrix Capital Management, Inc.; Release No. LR-15436
Aug. 7, 1997	Steven H. Schiffer, Joann R. Schulz, Gary S. Kramer, Jonathan Solow, Frank J. Cannata, and Peter G. Mintz Release No. LR-15435
Aug. 6, 1997	Michael Snowhite, BLS Consulting, Charles Boratgis, Paul Land, Jeffrey Stern, Shelley Olander, Morrey Wasserman, 900 Financial Services, L.L.C., David Kane, and Sam Sarcinelli D/B/A/ S&S Consulting Release No. LR-15434
Aug. 6, 1997	Shahryar Soroosh Release No. LR-15433
Aug. 5, 1997	Southwest Income Trust, et al. Release No. LR-15431
Aug. 5, 1997	Insnet World Communications, Inc. Release No. LR-15432
Aug. 4, 1997	Emmanuel A. Lagpacan, John A. Moreno and Kubasaki Associates, Inc Release No. LR-15430
Aug. 4, 1997	Samir Traboulsi, et al. Release No. LR-15429
Aug. 4, 1997	Atlantic Capital Corporation, Wall Street Marketing, Inc., Pullman Publications, Inc., Stephen DeCesare, Mark Missler, Patrick Kephart, Howard Jenkins, Scott Mijares, Robert Thomas Beatty, Vincent St. Clair Beatty, Michael Cardascia, David Scott Rossman, Adrian Wilson, Timothy B. Daley, and David M. Connochie Release No. LR-15428
Aug. 1, 1997	Robert L. Gray Release No. LR-15427
July 29, 1997	Charles Brumfield, Joseph Brumfield, Robert Allen, William Mylett, Joseph Penna, Joseph Cusimano, Alfred Volpe, James Galante, Thomas Alger, John O'Brien, Lawrence Friedman, Robert Flanagan, Thomas Flanagan, Sharon Seiden, Warren Smith, John Lynch, and Albert Brody Release No. LR-15426
July 29, 1997	Mitchell A. Hammer and Joseph Letzelter, Jr. Release No. LR-15425
July 28, 1997	Geoffrey Paul Adams Release No. LR-15424
July 28, 1997	First California Capital Markets Group, Inc., H. Michael Richardson and Derrick Dumont Release No. LR-15423
July 25, 1997	BioCoral Inc. Release No. LR-15422
July 24, 1997	Stuart Gregory Smith and Capital Investment Managers, Inc. Release No. LR-15420
July 24, 1997	Alexandra Elizabeth Montgomery, William Kenneth Nestor, Frederic Burgess and Harriet Gluck Release No. LR-15419
July 24, 1997	Stephen J. Murphy Release No. LR-15418
July 24, 1997	Southwest Income Trust, Inc., et al Release No. LR-15421
July 23, 1997	Policy Management Systems Corporation, George Larry Wilson, Robert L. Gresham, James P. Brown, David T. Bailey and Bernard C. Mazon Release No. LR-15417
July 18, 1997	Sunbelt Development Corporation, Wendell Rogers, Donald Hammond, and Willis Davis Release No. LR-15416
July 16, 1997	United Fire Technology Inc., Beverlee Kamerling, WWBM Consultants, Inc., James Gartland, Charles F. Jones, Michael J. Hooper and Kenneth R. Starnes Release No. LR-15415
July 16, 1997	Harold E. Tobin Release No. LR-15414
July 16, 1997	Robert Hunter, Edward R. Dudlik Jr., Thomas F. Goldman, W. Kenneth Greenwood, Joseph McKeon, Kathy Naumann, Benjamin Paul, Thomas B. Pileggi, John Rose, John Rose Jr., Raymond White, H. Constance Neff Release No. LR-15413
July 16, 1997	Gray Hawk Fund Co., Salvatore Vecchio; Frederick J. Rice Release No. LR-15412
July 11, 1997	CD Alternatives, Inc and Clyde Keith LaMonda Release No. LR-15411
July 10, 1997	Stuart Gregory Smith and Capital Investment Managers, Inc. Release No. LR-15410
July 9, 1997	Patrick Borello Release No. LR-15409
July 8, 1997	Michael Anthony Chmiel Release No. LR-15408
July 8, 1997	Juan Carlos Martinez Release No. LR-15407
July 7, 1997	Barry L. King Release No. LR-15406
July 7, 1997	Felix, Inc. Release No. LR-15405
July 7, 1997	G. Gregory Russell Release No. LR-15404
July 2, 1997	Association of Individual Ministries, Charles R. Groeschel and Sage Computer Services; Jul. 10, 1998 Release No. LR-15805
July 2, 1997	Jerry G. Allison and Qualified Pensions, Inc. Release No. LR-15403
July 2, 1997	B.M.C. Enterprises Inc. et al. Release No. LR-15400
July 2, 1997	Affordable Prepaid Cellular, Inc. and John C. Rockett Release No. LR-15402
July 2, 1997	Dr. Jacob Y. Terner, Theodore W. Dutton, Dr. Nissan Kahen, Parviz Kahen, George Voigt and andrea Guillen Dutton Release No. LR-15401
June 26, 1997	Emanuel Pinez Release No. LR-15399
June 26, 1997	Patrick R. Bennett, Michael A. Bennett, Charles Genovese, Gary Peiffer, Anthony Pavoni, and Thomas Pomposelli Release No. LR-15398
June 26, 1997	Frederick Liu Release No. LR-15397
June 26, 1997	Richard L. McAdoo Release No. LR-15396
June 25, 1997	J. Scott Eskind Release No. LR-15395
June 25, 1997	Mark E. Gatch and Henry Benjamin Schmidt Release No. LR-15394
June 24, 1997	Jury Matt Hansen, Fergus Sloan and Christie Hansen Release No. LR-15393
June 24, 1997	Bruce A. Milliken and Richard A. Crawford Release No. LR-15392
June 24, 1997	Nicholas F. Coscia Release No. LR-15391
June 20, 1997	Thomas Warde Release No. LR-15390
June 19, 1997	Michael Humphress Release No. LR-15389
June 19, 1997	Michelle P. Suppes and Mark Anthony Release No. LR-15388
June 16, 1997	Robert Clifford Cowan Release No. LR-15387
June 12, 1997	Wye Resources,Inc. Release No. LR-15386
June 11, 1997	Patrick J. Leonard and Peter P. Hartman Release No. LR-15385
June 11, 1997	Joseph C. Allegra,David Hersh, J. Lee Ledbetter Release No. LR-15384
June 10, 1997	Michael Green and Capital Resources Group, Inc. Release No. LR-15383
June 10, 1997	Kyle Weston Release No. LR-15382
June 2, 1997	Robert C. Cowan, CS Investments Trust, Cowan Asset Management, Inc. Release No. LR-15381
June 2, 1997	PanWorld Minerals International, Inc., Robert G. Weeks, Kenneth L. Weeks, David A. Hesterman, Larry Krasny, L.K. Management, Inc., Joseph Fabiilli, Puritan Communications, Inc., Jerome Wenger, Randall Gilbert Release No. LR-15380
May 30, 1997	Nu-Life International of Georgia, Inc, Gene Arthur Release No. LR-15379
May 30, 1997	Affordable Prepaid Cellular, Inc., John C. Rockett Release No. LR-15378
May 30, 1997	Judy Hockett, Gayle Raisor, and Kevin Raisor Release No. LR-15377
May 30, 1997	Robert Falbo, Theresa Billings Falbo, Lorre Meade, Anthony Capricuso, Michael Nardino, Mark Muenster and Eric Muenster Release No. LR-15773
May 29, 1997	Ted Harold Westerfield Release No. LR-15376
May 29, 1997	Steven W. Koinis Release No. LR-15375
May 27, 1997	Broadcast Associates - I, Broadcast Acquisitions, Inc., Broadcast Holdings, Inc., Arthur A. Graves, III, and Gregory P. Moeller Release No. LR-15374
May 22, 1997	Kenneth Mitchell Wiggins, Jr. and Wiggins & Company, Inc. Release No. LR-15373
May 21, 1997	Norman G. Cornelius, Avalon Custom Homes, Inc. Avalon Alliance Group, Inc.. Release No. LR-15369
May 21, 1997	Balance for Life, Inc., Richard K. Steele, Jr. Release No. LR-15372
May 21, 1997	Members Service Corporation, Philip Sung, John R. Silseth II, Union Securities Ltd., David Gilbert, Todd H. Moore, Charles V. Payne, Wall Street Strategies, Inc., Joseph Lanza, Kenneth O'Neal. Release No. LR-15371
May 21, 1997	Sage Technology, Inc., William R. Thiele Release No. LR-15370
May 16, 1997	Channa Wickremeratne a/k/a Channa Wick and Options Group Trading Company Release No. LR-15368
May 16, 1997	Nycal Corporation Release No. LR-15367
May 15, 1997	Stephen J. Murphy Release No. LR-15366
May 13, 1997	Greenway Environmental Services, Inc., Alvin A. McCollum, Steven F. Broadbent, Rex L. Zimmerman Release No. LR-15365
May 13, 1997	BeneFund, Inc. and Vernon R. Twyman, Jr. Release No. LR-15364
May 13, 1997	A.R. Baron & Co., Inc., andrew Bressman, Roman Okin, Richard Acosta, Glenn O'Hare, Joseph Scanni, Brett Hirsch, Garvey Fox, Matthew Hirsch, Richard Simone, Charles Plia, Mark Goldman, John Mcandris and Jack Wolynez Release No. LR-15363
May 12, 1997	James E. Washington, Jr., Dreams Unlimited Investment Group, Dreams Unlimited Investment, Inc., Concepts Unlimited Investment Group and Jacob N. Haynes Release No. LR-15362
May 8, 1997	John F. Aptt, Financial Instruments Group, Financial Instruments Corporation, World Financial Instruments, Global Financial Instruments, International Financial Instruments, National Financial Instruments and Regional Financial Instruments Release No. LR-15361
May 6, 1997	Southwest Income Trust; Advantage Income Trust; and Investors Trading Trust, Palo Verde 136, Inc., Steven R. Shoop, Advantage Marketing Group, Inc., Charles D. Brown, FLC Corporation, Donn K. Phillips and Anthony Ghirardello Release No. LR-15360
May 5, 1997	Cary S. Greene, Mustang Development Corporation and Tower Operating Company Release No. LR-15359
May 1, 1997	Shaun K.R. Maxwell Release No. LR-15358
May 1, 1997	Marshall E. Melton Release No. LR-15357
April 29, 1997	Gene Block and Robert T. Riley Release No. LR-15355
April 29, 1997	Gary J. DiVall and Paul E. Magnuson Release No. LR-15354
April 29, 1997	Bradley J. Simmons and American Energy Group, Ltd. Release No. LR-15353
April 29, 1997	David A. Schmidt and Willard A. Whitehurst Release No. LR-15352
April 25, 1997	Lum Kwan Sung Release No. LR-15351
April 24, 1997	J.R. Consulting, Inc. Release No. LR-15350
April 24, 1997	Charles E. Rose Release No. LR-15349
April 24, 1997	Joseph C. Kane, Jr. Release No. LR-15348
April 23, 1997	Joseph Latona and Jeffrey F. Green Release No. LR-15346
April 23, 1997	Jerry G. Kilgore Release No. LR-15345
April 23, 1997	Jay R. Bishop Release No. LR-15347
April 22, 1997	Stephen J. Murphy a.k.a. Jack Davis Release No. LR-15344
April 22, 1997	Barry C. Nelsen and Ellis J. Tallant Release No. LR-15343
April 21, 1997	Tellus Industries, Inc. and Glen E. Burke Release No. LR-15342

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