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The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.

Trident Capital Management, LLC

[ Impersonators of Genuine Firms ]

1111 Castalia Street
Bellevue, OH 44811
Phone: 419-701-4591
Fax: 419-715-2592

July 25, 2019

  1. Trident Capital Management, LLC is impersonating a genuine state-registered investment adviser firm with the same name registered in Ohio State - Trident Capital Management, LLC (CRD Number: 125483), which has the following mailing address: 1111 Castalia Street Bellevue, OH 44811. The impersonator has NO connection with, and is not to be confused with, the genuine Trident Capital Management, LLC. WebIARD(Investment Adviser Registration Depository [operated by the Financial Industry Regulatory Authority (FINRA) on behalf of the SEC and the North American Securities Administrators Association (NASAA)]) contains registration information for the genuine entity.
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