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The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.

Swiftsure Securities Limited

[ Impersonators of Genuine Firms ]

Third Avenue, Suite 1601
Seattle, WA
Phone: 206-408-1462
Fax: 206-299-7597
Website: (The website is no longer accessible.)

July 25, 2019

  1. Swiftsure Securities Limited is impersonating a genuine broker-dealer firm with a similar name - Swiftsure Securities LLC (CRD Number: 139965; SEC Number: 8-67264), which has the following mailing address: 1201 Third Avenue, Suite 1601, Seattle, WA 98101. The impersonator has NO connection with, and is not to be confused with, the genuine Swiftsure Securities LLC. The SEC's EDGAR databasecontains registration information for the genuine entity.
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