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The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.

Cotton Wood Stock Transfer

[ Impersonators of Genuine Firms ]

5899 South State Street
Salt Lake City, UT 84107
Phone: 801-679-4414
Fax: 801-679-4417
Website: (The website is not accessible.)

July 19, 2019

  1. Cotton Wood Stock Transfer is impersonating a former genuine entity having a similar name, Cottonwood Stock Transfer (CIK Number: 0000837456; SEC Number: 084-01679). The legitimate Cottonwood Stock Transfer filed a Form TA-W to have its registration with the SEC withdrawn, effective February 17, 2008, and is defunct. The impersonator has NO connection with, and is not to be confused with, the former genuine entity.
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