The PAUSE Program lists entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. The PAUSE Program also lists entities that impersonate genuine U.S. registered securities firms as well as fictitious regulators, governmental agencies, or international organizations.
Apex Stock Transfer Inc.
[ Impersonators of Genuine Firms ]
6147 S. Everett Street
Littleton, CO 80123
Phone: 720-763-9199
Fax: 720-763-9210
Website: http://www.apexstinc.com/
July 19, 2019
- Apex Stock Transfer Inc. is impersonating a former genuine entity having the same name (CIK Number: 0001398353; SEC Number: 084-06250). The legitimate Apex Stock Transfer Inc. filed a Form TA-W to have its registration with the SEC withdrawn, effective November 5, 2010, and is defunct. The impersonator has NO connection with, and is not to be confused with, the former genuine entity.
- Claims to work with, or makes other reference in its solicitations to, Robbins, McCaully, Appleby LLC, a purported financial advisory services firm.
Modified: July 19, 2019