Form N-MFP3 XML Technical Specification (1.0)

Sept. 18, 2023

Implementation Date: September 18, 2023

The EDGAR Form N-MFP3 XML Technical Specification document details the valid structure and content of the Form N-MFP3 Electronic Data Gathering, Analysis, and Retrieval (EDGAR) Extensible Markup Language (XML) submission types. This specification provides, to those filers that are interested, the basis for creating Form N-MFP3 XML submissions. The expectation is that software developers, working on behalf of filers, will be able to construct software that will generate a Form N-MFP3 XML submission that can be successfully processed by the EDGAR system.

The N-MFP3 submission file must conform to the EDGAR N-MFP3 Submission Taxonomy for the EDGAR system. This taxonomy is comprised of a collection of XML Schema Definition (.xsd) files that define the structures of EDGAR N-MFP3 submissions. The N-MFP3 XML submissions can be transmitted to the SEC via the 'Transmit' link on the EDGAR FilerWeb (https://www.edgarfiling.sec.gov/) or the 'Transmit XML Submission' link on the EDGAR OnlineForms/XML Website (https://www.onlineforms.edgarfiling.sec.gov)

Last Reviewed or Updated: Sept. 18, 2023