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Division of Investment Management Staff Speeches

Oct. 12, 2017

Date Speaker Title
Nov. 4, 2016 Dave Grim Remarks to the ALI CLE 2016 Conference on Life Insurance Products
Mar. 14, 2016 Dave Grim Remarks to ICI 2016 Mutual Funds and Investment Management Conference
Mar. 3, 2016 Dave Grim Remarks to the PLI Investment Management Institute – 2016
Dec. 16, 2015 Dave Grim Remarks to the ICI 2015 Securities Law Development Conference
Nov. 2, 2015 Dave Grim Remarks to the ALI CLE 2015 Conference on Life Insurance Company Products
March 6, 2015 Dave Grim Remarks to 2015 IAA Compliance Conference
March 5, 2015 Dave Grim Remarks to PLI Investment Management Institute 2015
April 3, 2014 Dave Grim Remarks before the 5th Annual DCIIA Public Policy Forum
Dec. 10, 2014 Norm Champ Remarks to the ICI 2014 Securities Law Developments Conference
Nov. 13, 2014 Norm Champ Remarks to the ALI CLE 2014 Conference on Life Insurance Company Products
Oct. 29, 2014 Norm Champ Remarks to the SIFMA Complex Products Forum
Sept. 11, 2014 Norm Champ Remarks to the Practising Law Institute, Hedge Fund Management Seminar 2014
July 1, 2014 Norm Champ Remarks to the 2014 Insured Retirement Institute Government, Legal & Regulatory Conference
June 30, 2014 Norm Champ Remarks to the Practising Law Institute, Private Equity Forum
March 17, 2014 Norm Champ Remarks to the 2014 Mutual Funds and Investment Management Conference
March 7, 2014 Norm Champ Remarks to the 2014 IAA Investment Adviser Compliance Conference
March 6, 2014 Norm Champ Remarks to the PLI Investment Management Institute
Nov. 14, 2013 Norm Champ Remarks to the ALI CLE 2013 Conference on Life Insurance Company Products
Oct. 22, 2013 Norm Champ Remarks to the Independent Directors Council Annual Fall Meeting
Sep. 12, 2013 Norm Champ Current SEC Priorities Regarding Hedge Fund Managers
Jun. 18, 2013 Norm Champ Remarks to the 2013 Insured Retirement Institute Government, Legal & Regulatory Conference
June 5, 2013 Norm Champ Money Market Mutual Fund Reform: Opening Statement at the SEC Open Meeting
Mar. 18, 2013 Norm Champ Remarks to the 2013 Mutual Funds and Investment Management Conference
Mar. 11, 2013 Norm Champ Remarks to the IA Compliance Best Practices Summit 2013
Mar. 8, 2013 Norm Champ Remarks to the IAA Investment Adviser Compliance Conference 2013
Mar. 7, 2013 Norm Champ Remarks to the Investment Management Institute 2013
Dec. 6, 2012 Norm Champ Remarks to the ALI CLE 2012 Conference on Investment Adviser Regulation: Legal and Compliance Forum on Institutional Advisory Services
Nov. 1, 2012 Norm Champ Remarks to the ALI CLE 2012 Conference on Life Insurance Company Products
May 11, 2012 Norm Champ What SEC Registration Means for Hedge Fund Advisers
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