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Comments on SEC Regulatory Initiatives Under the JOBS Act: Title II — Access to Capital for Job Creators
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| Comments have been received from individuals and entities using the following Letter Type A: 117 |
| Comments have been received from individuals and entities using the following Letter Type B: 160 |
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(Click here for meetings with SEC officials)
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| Sep. 18, 2014 | Roland Chambers, Jr., Columbia, South Carolina |
| Oct. 1, 2013 | Raymond E. Clark |
| Sep. 5, 2013 | Edward C. Goodwin, Ph.D., Angel Investor Forum, New Haven, Connecticut |
| Jul. 11, 2013 | Howard J. Leonhardt, Founder, Leonhardt Ventures |
| May 7, 2013 | Karl M. Sjogren, Oakland, California |
| May 6, 2013 | Leonard A. Batterson, Venture Capitalist and Entrepreneur, Chicago, Illinois |
| Apr. 25, 2013 | Karl M. Sjogren |
| Apr. 25, 2013 | John Arensmeyer, Founder and CEO, Small Business Majority, Washington, D.C. |
| Apr. 1, 2013 | Marc Tantillo, Board Member SAG-AFTRA, New York, New York |
| Mar. 29, 2013 | Amer Mufti, Sarasota, Florida |
| Mar. 3, 2013 | Jeff Joseph |
| Mar. 2, 2013 | Robert Hoskins, Vice President, Media Relations, Front Page Public Relations |
| Feb. 23, 2013 | Stewart A. Arnet, Columbus, Ohio |
| Dec. 26, 2012 | Robert B. Nami, CEO, TechnologyCrowdFund, San Diego, California |
| Oct. 4, 2012 | Kim Wales, Scott Purcell, Charles Sidman, and Luan Cox, Founding Members, CFIRA |
| Sep. 17, 2012 | Len Bland, CPA, CEO, Concept Equity Group |
| Sep. 17, 2012 | Charles V. Rossi, President, The Securities Transfer Association, Inc., Hazlet, New Jersey |
| Sep. 4, 2012 | Ann Onomus |
| Aug. 29, 2012 | Daniel Peterson, President, USA Real Estate Fund 1, Inc. |
| Aug. 28, 2012 | Mercer Bullard, President and Founder, Fund Democracy; J. Robert Brown, Jr., Director, Corporate & Commercial Law Program, University of Denver Sturm College of Law; Barbara Roper, Director of Investor Protection, Consumer Federation of America |
| Aug. 27, 2012 | Daniel F. Peterson, President, USA Real Estate Fund 1, Inc. |
| Aug. 25, 2012 | Phillip Goldstein, Bulldog Investors |
| Aug. 24, 2012 | Daniel F. Peterson, President, USA Real Estate Fund 1, Inc. |
| Aug. 20, 2012 | Marianne Hudson, Executive Director, Angel Capital Association, Overland Park, Kansas |
| Aug. 18, 2012 | Anonymous |
| Aug. 17, 2012 | Paul Schott Stevens, President and CEO, Investment Company Institute |
| Aug. 16, 2012 | Jeff Mahoney, General Counsel, Council of Institutional Investors |
| Aug. 16, 2012 | Kurt N. Schacht, CFA, Managing Director, Standards and Financial Market Integrity, and Linda L. Rittenhouse, Director, Capital Markets Policy, CFA Institute, Charlottesville, Virginia |
| Aug. 16, 2012 | Mercer E. Bullard, President and Founder, Fund Democracy, Inc.; Barbara Roper, Director of Investor Protection, Consumer Federation of America; Lisa Donner, Executive Director, Americans for Financial Reform; and Lynn E. Turner, Former SEC Chief Accountant |
| Aug. 15, 2012 | Fund Democracy, Inc.; Consumer Federation of America; Americans for Financial Reform; AFSCME; AFL-CIO; International Brotherhood of Teamsters; U.S. PIRG; Public Citizen; Consumer Action
SAFER (The Economists’ Committee for Stable, Accountable, Fair and Efficient Financial Reform); Consumer Assistance Council, Inc.; Florida Consumer Action Network, Consumer Federation of the Southeast; Demos; Chicago Consumer Coalition; Consumers for Auto Reliability and Safety; CA REINVESTment Coalition; Center for California Homeowner Association Law; Cumberland Countians for Peace & Justice and Network for Environmental & Economic Responsibility; Virginia Citizens Consumer Council; Lynn E. Turner, Former SEC Chief Accountant; James D. Cox, Brainerd Currie Professor of Law, Duke Law School; Joseph V. Carcello, Ernst & Young Professor, Director of Research - Corporate, Governance Center (www.corpgovcenter.org), University of Tennessee; J. Robert Brown, Jr., Chauncey Wilson Memorial Research Professor of Law, Director, Corporate & Commercial Law Program, University of Denver Sturm College of Law; Jane B. Adams, Former SEC Acting Chief Accountant; Gaylen Hansen, Audit Partner, EKS&H; Bevis Longstreth, Former SEC Commissioner |
| Aug. 15, 2012 | Jack Herstein, President, North American Securities Administrators Association, Inc. (NASAA) |
| Aug. 14, 2012 | Joshua Lear, Filmmaker, West Hollywood, California |
| Aug. 14, 2012 | Shannon P. Uglem, Attorney, Uglem Law PC, Northwood, North Dakota |
| Aug. 9, 2012 | The Small Biotechnology Business Coalition |
| Aug. 9, 2012 | Patrick A. Reardon, The Reardon Firm, Fort Worth, Texas |
| Aug. 8, 2012 | Robert J. Kafarski CPM, CCIM, President, Kafarski Equities LLC, New York, New York |
| Aug. 7, 2012 | Senators John Thune, Pat Toomey and Kay Bailey Hutchison, U.S. Senate |
| Aug. 2, 2012 | David R. Burton, General Counsel, National Small Business Association, Washington, District of Columbia |
| Jul. 24, 2012 | Gregory S. Fryer, Verrill Dana LLP, Portland, Maine |
| Jul. 18, 2012 | Phillip Goldstein, Bulldog Investors |
| Jul. 10, 2012 | Michael Flannigan, JD, CFA, Exec VP, BrokerBank Securities, Inc. |
| Jul. 9, 2012 | Daniel Zinn, General Counsel, OTC Markets Group Inc., New York, New York |
| Jul. 6, 2012 | Anonymous |
| Jul. 3, 2012 | Jack Herstein, President, North American Securities Administrators Association (NASAA) |
| Jul. 3, 2012 | Andrea L. Seidt, Commissioner, Ohio Division of Securities |
| Jul. 2, 2012 | William F. Galvin, Secretary of the Commonwealth, Commonwealth of Massachusetts |
| Jun. 29, 2012 | The Forum for US Securities Lawyers in London |
| Jun. 28, 2012 | William Michael Cunningham |
| Jun. 28, 2012 | Jeff Joseph, Evanston, Illinois |
| Jun. 27, 2012 | Ilan Moscovitz and John Maxfield, The Motley Fool, Washington, District of Columbia |
| Jun. 26, 2012 | Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association |
| Jun. 26, 2012 | Brad Wiggins, SecuritiesLawUSA, PC |
| Jun. 22, 2012 | Ed Baker, Naples, Florida |
| Jun. 20, 2012 | Paul S. Sigelman and Paul P. Kestenbaum, Sigelman Law, Beverly Hills, California |
| Jun. 18, 2012 | Bartlett Naylor, Financial Policy Advocate, Public Citizen |
| Jun. 15, 2012 | Jirí Król, Director of Government and Regulatory Affairs, The Alternative Investment Management Association Limited |
| Jun. 13, 2012 | Tim Rowe, Founder and CEO, Cambridge Innovation Center |
| Jun. 12, 2012 | David R. Burton, General Counsel, National Small Business Association, Washington, District of Columbia |
| Jun. 12, 2012 | Lee D. Neumann, Member of the New York and Paris Bars, France |
| Jun. 11, 2012 | Eric A. Brill, Attorney at Law, San Francisco, California |
| Jun. 7, 2012 | Tom Dworzanski |
| Jun. 6, 2012 | Mitch Ackles, President, and Richard Heller, Chairman, Regulatory & Government Advisory Board, Hedge Fund Association |
| Jun. 5, 2012 | Candace Klein and Vince Molinari, Crowdfund Intermediary Regulatory Advocates |
| Jun. 5, 2012 | Daniel Oschin, President, Real Estate Investment Securities Association |
| Jun. 3, 2012 | Phillip Goldstein, Principal, Bulldog Investors |
| May 30, 2012 | Michael Scillia, Director, National Investment Banking Association, Athens, Georgia |
| May 30, 2012 | Akhil Garalnd, CEO, PeoplesVC.com, Peterborough, New Hampshire |
| May 26, 2012 | Frank Nagy, Business Consultant |
| May 25, 2012 | Annemarie Tierney, General Counsel, SecondMarket Holdings, Inc., New York, New York |
| May 24, 2012 | Mercer Bullard, President and Founder,
Fund Democracy, Inc.; Barbara Roper, Director of Investor Protection, Consumer Federation of America; Ken McEldowney, Executive Director, Consumer Action; Brandon Rees, Acting Director, Office of Investment, AFL-CIO; Brandon Rees, Acting Director, Office of Investment, AFL-CIO |
| May 23, 2012 | Naval Ravikant, CEO, AngelList |
| May 21, 2012 | Paul Schott Stevens, President and CEO, Investment Company Institute |
| May 18, 2012 | J.C. Williams II, MBA, Managing Partner, Tucson Business Development Group, Tucson, Arizona |
| May 15, 2012 | Sherwood E. Neiss, Crowdfund Investing Regulatory Advocates (CFIRA), Miami Beach, Florida |
| May 4, 2012 | Stuart J. Kaswell, Executive Vice President & Managing Director, General Counsel, Managed Funds Association |
| May 3, 2012 | Barbara G. Novick, Vice Chairman, BlackRock, Inc., New York, New York |
| May 4, 2012 | Robert E. Buckholz, Chair, Committee on Securities Regulation, New York City Bar Association |
| Apr. 30, 2012 | Jeffrey W. Rubin, Chair, Federal Regulation of Securities Committee, Business Law Section, American Bar Association, New York, New York |
| Apr. 27, 2012 | Sean Davy, Managing Director, Securities Industry and Financial Markets Association (SIFMA) |
| Apr. 24, 2012 | Kiran Lingam |
| Apr. 23, 2012 | Kevin Frei, entrepreneur, Phoenix, Arizona |
| Apr. 18, 2012 | John C. Nimmer, Esq., Omaha, Nebraska |
| Apr. 16, 2012 | Shiraz Moosajee, CEO, Cascade Broadband Inc., Denver, Colorado |
| Apr. 14, 2012 | William K. Sjostrom, Jr., Professor of Law, University of Arizona, James E. Rogers College of Law, Tucson, Arizona |
| Apr. 12, 2012 | Yi Song, Mona Shah & Associates, New York, New York |
Meetings with SEC Officials
(Click here for submitted comments from the public) |
| Aug. 31, 2012 | Memorandum from the Office of Commissioner Aguilar regarding an April 18, 2012, meeting with representatives of the North American Securities Administrators Association |
| Aug. 29, 2012 | Memorandum from the Office of Commissioner Aguilar regarding an August 27, 2012, meeting with representatives of the National Small Business Association |
| Aug. 21, 2012 | Memorandum from the Office of Commissioner Paredes regarding an August 16, 2012, meeting with representatives of the National Small Business Association |
| Aug. 21, 2012 | Memorandum from the Division of Corporation Finance regarding an August 16, 2012, meeting with representatives of the Angel Capital Association |
| Aug. 21, 2012 | Memorandum from the Division of Corporation Finance regarding a May 29, 2012, meeting with representatives of the North American Securities Administrators Association (NASAA) |
| Aug. 21, 2012 | Memorandum from the Office of Commissioner Walter regarding an August 13, 2012, meeting with a representative of the National Small Business Association |
| Aug. 21, 2012 | Memorandum from the Office of Commissioner Walter regarding an August 14, 2012, meeting with a representative of the Managed Funds Association |
| Jul. 30, 2012 | Memorandum from the Division of Corporation Finance regarding a June 25, 2012, conference call with representatives of the Massachusetts Securities Division |
| Jul. 30, 2012 | Memorandum from the Division of Corporation Finance regarding a July 11, 2012, meeting with representatives of the National Small Business Association |
| Jul. 30, 2012 | Memorandum from the Division of Corporation Finance regarding a July 24, 2012, meeting with representatives of FINRA |
| Jul. 30, 2012 | Memorandum from the Division of Corporation Finance regarding a June 22, 2012, meeting with representatives of Angel Capital Association |
| Jul. 11, 2012 | Memorandum from the Division of Investment Management regarding a June 18, 2012, meeting with representatives of the Managed Funds Association |
| Jun. 22, 2012 | Memorandum from the Division of Corporation Finance regarding a May 9, 2012, meeting with representatives of the Real Estate Investment Securities Association (REISA) |
http://www.sec.gov/comments/jobs-title-ii/jobs-title-ii.shtml
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