Bruce Karpati Speeches and Statements Private Equity Enforcement Concerns Jan. 23, 2013 Enforcement Priorities in the Alternative Space Dec. 18, 2012 View More Press Releases SEC Bans Arizona-Based Investment Adviser from Securities Industry for Fraudulent Actions in Mutual Fund Collapse Dec. 21, 2012 SEC Sanctions Two Investment Advisers for Impeding Examinations Nov. 20, 2012 SEC Charges Miami-Based Adviser with Hiding Trading Losses and Diverting Client Funds Nov. 9, 2012 View More Press Releases
