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Comments on MSRB Rulemaking

Notice of Filing of Proposed Rule Change Consisting of Interpretive Guidance on Customer Protection Obligations of Brokers, Dealers and Municipal Securities Dealers Relating to the Marketing of 529 College Savings Plans

(Release No. 34-53715; File No. SR-MSRB-2006-03)


May 31, 2006 Elizabeth Varley, Vice President and Director of Retirement Policy and Michael D. Udoff, Vice President, Associate General Counsel and Secretary, Securities Industry Association
May 23, 2006 Dale E. Brown, CAE, Executive Director & CEO, Financial Services Institute
May 22, 2006 Tamara K. Salmon, Senior Associate Counsel, Investment Company Institute
May 22, 2006 Patricia D. Struck, President, North American Securities Administrators Association, Washington, District of Columbia
Apr. 28, 2006 Frank Traynor
Apr. 24, 2006 David J. Pearlman, Chairman, College Savings Foundation

 

 

 

http://www.sec.gov/comments/sr-msrb-2006-03/msrb200603.shtml


Modified: 05/03/2006