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Comments on MSRB Rulemaking

Notice of Filing of Proposed Rule Change by the Municipal Securities Rulemaking Board Relating to Proposed Amendments to the MSRB's Telemarketing Rules to Require Participation in the National Do-Not-Call Registry

(Release No. 34-48389; File No. SR-MSRB-2003-07)

  • Comments of James Y. Chin, AVP, Director and Counsel, State Government Affairs & Staff Advisor to the SIA State Telemarketing Subcommittee, of the State Regulation and Legislation Committee of the Securities Industry Association September 17, 2003 (File name: jchin091703.pdf)
  • Comments of Ted F. Angus, VP and Senior Corporate Counsel for Retail Brokerage, Charles Schwab & Co., Inc., September 17, 2003 (File name: srmsrb200307-1.pdf)
  • Comments of Mary Glassberg, Fixed Income Trader, August 20, 2003 (File name: mglassberg082003.htm)

Modified: 05/18/2004