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SEC Proposed Rules Archive: 2008

We encourage the public to submit comments on the following proposed rules during the comment period. For detailed instructions, please read How to Submit Comments. Proposed rules currently available include:

Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

Additional Archives

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Release No. Date Details
Fourth Quarter
34-59150 Dec. 23, 2008 Proposed Amendment to Existing Regulation Concerning Records Services, Fee Schedule
File No.:   S7-33-08
Comments Due:   January 30, 2009
Federal Register version
Comments received are available for this proposal.
33-8982 Nov. 14, 2008 Roadmap for the Potential Use of Financial Statements Prepared in Accordance with International Financial Reporting Standards by U.S. Issuers
Other Release No.:   34-58960
File No.:   S7-27-08
Comments Due:   February 19, 2009 (extended to April 20, 2009)
Federal Register version
Comments received are available for this proposal.
See also:   Proposed Rule Release No. 33-9005
33-8976 Oct. 10, 2008 Indexed Annuities and Certain Other Insurance Contracts
Other Release No.:   34-58769
File No.:   S7-14-08
Comments Due:   November 17, 2008
Federal Register version
Comments received are available for this proposal.
See also:   Proposed Rule Release No. 33-8933
Third Quarter
33-8949 Jul. 31, 2008 Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies
Other Release No.:   IC-28346
File No.:   S7-28-07
Comments Due:   August 29, 2008
Federal Register version
Comments received are available for this proposal.
See also:   Proposed Rule Release No. 33-8861
34-58264 Jul. 30, 2008 Commission Guidance Regarding the Duties and Responsibilities of Investment Company Boards of Directors with Respect to Investment Adviser Portfolio Trading Practices
Other Release No.:   34-58264; IC-28345; IA-2763
File No.:   S7-22-08
Comments Due:   October 1, 2008
Federal Register version
Comments received are available for this proposal.
34-58255 Jul. 30, 2008 Proposed Amendment to Municipal Securities Disclosure
File No.:   S7-21-08
Comments Due:   September 22, 2008
Federal Register version
Comments received are available for this proposal.
34-58107 Jul. 7, 2008 Amendment to Regulation SHO
File No.:   S7-19-07
Comments Due:   August 13, 2008
Federal Register version
Comments received are available for this proposal.
See also:   comments on Emergency Order S7-20-08
See also:   Final Rule Release No. 34-58775 and Proposed Rule Release No. 34-56213
IC-28327 Jul. 1, 2008 References to Ratings of Nationally Recognized Statistical Rating Organizations [Corrected]
Other Release No.:   IA-2751
File No.:   S7-19-08
Comments Due:   September 5, 2008
Federal Register version
Comments received are available for this proposal.
33-8940 Jul. 1, 2008 Security Ratings
Other Release No.:   34-58071
File No.:   S7-18-08
Comments Due:   September 5, 2008
Federal Register version
Comments received are available for this proposal.
See also:  Final Rule Release No. 33-9245
34-58070 Jul. 1, 2008 References to Ratings Of Nationally Recognized Statistical Rating Organizations
File No.:   S7-17-08
Comments Due:   September 5, 2008
Federal Register version
Comments received are available for this proposal.
Second Quarter
34-58047 Jun. 27, 2008 Exemption of Certain Foreign Brokers or Dealers [Corrected]
File No.:   S7-16-08
Comments Due:   September 8, 2008
Federal Register version
Comments received are available for this proposal.
33-8935 Jun. 26, 2008 Modernization of the Oil and Gas Reporting Requirements
Conforming Version (To Conform to Release Published in the Federal Register)
Other Release No.:   34-58030
File No.:   S7-15-08
Comments Due:   September 8, 2008
Federal Register version
Comments received are available for this proposal.
See also:  Final Rule Release No. 33-8995
33-8933 Jun. 25, 2008 Indexed Annuities and Certain Other Insurance Contracts
Other Release No.:   34-58022
File No.:   S7-14-08
Comments Due:   September 10, 2008
Federal Register version
Comments received are available for this proposal.
See also:  Final Rule Release No. 33-8996
34-57967 Jun. 16, 2008 Proposed Rules for Nationally Recognized Statistical Rating Organizations
File No.:   S7-13-08
Comments Due:   July 25, 2008
Federal Register version
Comments received are available for this proposal.
33-8929 Jun. 10, 2008 Interactive Data For Mutual Fund Risk/Return Summary
Other Release Nos.:   34-57942, 39-2457, IC-28298
File No.:   S7-12-08
Comments Due:   August 1, 2008
Federal Register version
Comments received are available for this proposal.
See also:  Final Rule Release No. 33-9006
33-8924 May 30, 2008 Interactive Data to Improve Financial Reporting
Other Release Nos.:   34-57896; 39-2455; IC-28293
File No.:   S7-11-08
Comments Due:   August 1, 2008
Federal Register version
Comments received are available for this proposal.
See also:  Final Rule Release No. 33-9002
33-8917 May 6, 2008 Revisions to the Cross-Border Tender Offer, Exchange Offer, and Business Combination Rules and Beneficial Ownership Reporting Rules for Certain Foreign Institutions
Other Release No.:   34-57781
File No.:   S7-10-08
Comments Due:   June 23, 2008
Federal Register version
Comments received are available for this proposal.
First Quarter
34-57511 Mar. 17, 2008 "Naked" Short Selling Anti-Fraud Rule [Corrected]
File No.:   S7-08-08
Comments Due:   May 20, 2008
Federal Register version
Comments received are available for this proposal.
See also:   Final Rule Release No. 34-58774 and comments on Emergency Order S7-20-08
33-8901 Mar. 11, 2008 Exchange-Traded Funds
Other Release No.:   IC-28193
File No.:   S7-07-08
Comments Due:   May 19, 2008
Federal Register version
Comments received are available for this proposal.
34-57427 Mar. 4, 2008 Part 248 - Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Personal Information [Corrected]
Other Release Nos.:   IC-28178, IA-2712
File No.:   S7-06-08
Comments Due:   May 12, 2008
Comments received are available for this proposal.
Federal Register version
IA-2711 Mar. 3, 2008 Amendments to Form ADV [Corrected]
Other Release No.:   34-57419
File No.:   S7-10-00
Comments Due:   May 16, 2008
Comments received are available for this proposal.
Federal Register version
See also:   Final Rule Release No. IA-3060
33-8900 Feb. 29, 2008 Foreign Issuer Reporting Enhancements
Other Release Nos.:   34-57409, International Series Release No. 1308
File No.:   S7-05-08
Comments Due:   May 12, 2008
Comments received are available for this proposal.
Federal Register version
34-57350 Feb. 19, 2008 Exemption from Registration Under Section 12(g) of the Securities Exchange Act of 1934 for Foreign Private Issuers
Other Release No.:   International Series Release No. 1307
File No.:   S7-04-08
Comments Due:   April 25, 2008
Comments received are available for this proposal.
Federal Register version
34-57306 Feb. 11, 2008 Disclosure of Divestment by Registered Investment Companies in Accordance With Sudan Accountability and Divestment Act of 2007
Other Release No.:   IC-28148
File No.:   S7-02-08
Comments Due:   March 17, 2008
Comments received are available for this proposal.
Federal Register version
33-8889 Feb. 1, 2008 Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers
Other Release No.:   34-57258
File No.:   S7-06-03
Comments Due:   March 10, 2008
Comments received are available for this proposal.
Federal Register version

 

http://www.sec.gov/rules/proposed/proposedarchive/proposed2008.shtml

Modified: 05/21/2014