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SEC Proposed Rules Archive: 2005

We encourage the public to submit comments on the following proposed rules during the comment period. For detailed instructions, please read How to Submit Comments. Proposed rules currently available include:

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

Release No. Date Details
Fourth Quarter
34-53020 Dec. 23, 2005 Termination of a Foreign Private Issuer's Registration of a Class of Securities Under Section 12(g) and Duty to File Reports Under Section 15(d) of the Securities Exchange Act of 1934
Other Release No.: International Series Release No. 1295
File No.:   S7-12-05
Comments Due:   Comments should be received on or before February 28, 2006.
Comments received are available for this proposal.
34-52968 Dec. 16, 2005 Amendments To The Tender Offer Best-Price Rule
Other Release No.: IC-27193 
File No.:   S7-11-05
Comments Due:   Comments should be received on or before February 21, 2006.
Federal Register PDF
Comments received are available for this proposal.
34-52926 Dec. 8, 2005 Internet Availability of Proxy Materials
Other Release No.: IC-27182 
File No.:   S7-10-05
Comments Due:   Comments should be received on or before February 13, 2006.
Federal Register PDF
Comments received are available for this proposal.
See also:   Final Rule Release No. 34-55146 and 34-55146A
Third Quarter
33-8617 Sep. 22, 2005 Revisions to Accelerated Filer Definition and Accelerated Deadlines for Filing Periodic Reports
Other Release No.: 34-52491 
File No.:   S7-08-05
Comments Due:   Comments should be received on or before October 31, 2005.
Federal Register PDF
Comments received are available for this proposal.
See also Final Rule, Rel. No. 33-8644
Second Quarter
34-51595 Apr. 21, 2005 Proposed Amendments to the Rules of Practice and Related Provisions
File No.:   S7-05-05
Comments Due:   Comments should be received on or before May 31, 2005.
Federal Register PDF
33-8570 Apr. 19, 2005 Definition of Nationally Recognized Statistical Rating Organization
Other Release Nos.:   34-51572; IC-26834
File No.:   S7-04-05
Comments Due:   Comments should be received on or before June 9, 2005.
Federal Register PDF
Comments received are available for this proposal.
First Quarter
33-8544 Feb. 28, 2005 Point of Sale Disclosure Requirements and Confirmation Requirements for Transactions in Mutual Funds, College Savings Plans, and Certain Other Securities, and Amendments to the Registration Form for Mutual Funds
Reopening of Comment Period and Supplemental Request for Comment

Other Release Nos.:   34-51274; IC-26778
File No.:   S7-06-04
Comments Due:   Comments should be received on or before April 4, 2005.
Federal Register PDF
Comments received are available for this proposal.
See also: Attachments to this release;
Proposed Rule, Rel. No. 33-8358
34-51019 Jan. 11, 2005 Fair Administration and Governance of Self-Regulatory Organizations; Disclosure and Regulatory Reporting by Self-Regulatory Organizations; Recordkeeping Requirements for Self-Regulatory Organizations; Ownership and Voting Limitations for Members of Self-Regulatory Organizations; Ownership Reporting Requirements for Members of Self-Regulatory Organizations; Listing and Trading of Affiliated Securities by a Self-Regulatory Organization
Extension of Comment Period

File No.:   S7-39-04
Comments Due:   Comments should be received on or before March 8, 2005.
Federal Register PDF
Comments received are available for this proposal.
See also: Proposed Rule, Rel. No. 34-50699
34-50980 Jan. 6, 2005 Certain Broker-Dealers Deemed Not To Be Investment Advisers
File No.:   S7-25-99
Comments Due:   Comments should be received on or before February 7, 2005.
Comments received are available for this proposal.
Federal Register PDF
See also: Proposed Rule, Rel. No. 34-42099; Release No. 34-50213 (reopening comment period); Release No. 34-50979 (temporary rule)

 

http://www.sec.gov/rules/proposed/proposedarchive/proposed2005.shtml

Modified: 10/16/2014