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Comments on Nationally Recognized Statistical Rating Organizations

[Release No. 34-57967; File No. S7-13-08]


Mar. 26, 2010 Memorandum from the Office of Commissioner Paredes regarding a March 25, 2010 meeting with representatives of Standard and Poor's
Dec. 3, 2008 Memorandum from the Office of Commissioner Aguilar regarding a November 18, 2008 meeting with representatives of DBRS
Dec. 3, 2008 Memorandum from the Office of Commissioner Aguilar regarding a November 12, 2008 meeting with representatives of Standard & Poor's
Nov. 26, 2008 Memorandum from the Office of the Chairman regarding a November 18, 2008 meeting with representatives of DBRS
Nov. 12, 2008 Memorandum from the Division of Trading and Markets regarding a November 12, 2008 telephone call with representatives of Standard and Poors
Nov. 12, 2008 Memorandum from the Division of Trading and Markets regarding a November 12, 2008 telephone call with a representative of Moody's Investors Service
Nov. 6, 2008 Memorandum from the Division of Trading and Markets regarding a November 6, 2008 meeting with representatives of Moody's Investors Service
Oct. 20, 2008 Memorandum from the Division of Trading and Markets regarding an October 20, 2008 meeting with Mayree Clark
Oct. 8, 2008 Memorandum from the Office of Commissioner Troy Paredes regarding an October 8, 2008 meeting with representatives of DBRS
Oct. 2, 2008 Memorandum from the Division of Trading and Markets regarding an October 1, 2008 meeting with representatives of Assured Guaranty and Patton Boggs LLP
Sep. 29, 2008 Memorandum from the Office of Commissioner Troy A. Paredes regarding a September 29, 2008 meeting with representatives of Standard & Poor's
Sep. 29, 2008 Memorandum from the Division of Trading and Markets regarding a September 29, 2008 meeting with representatives of Standard & Poor's
Sep. 10, 2008 Dottie Cunningham, Chief Executive Officer, Commercial Mortgage Securities Association
Aug. 27, 2008 Larry G. Mayewski, Executive Vice President & Chief Rating Officer, A.M. Best Company
Aug. 22, 2008 Robert Dobilas, Realpoint LLC, Horsham, Pennsylvania
Aug. 19, 2008 Memorandum from the Division of Trading and Markets regarding an August 14, 2008 meeting with representatives of the American Bankers Association and CUSIP Global Services
Aug. 17, 2008 Olivier Raingeard
Aug. 15, 2008 Steve Linehan, Executive Vice-President and Treasurer, Capital One Financial Corporation
Aug. 12, 2008 John J. Niebuhr, Managing Director, Lehman Brothers, Inc.
Aug. 8, 2008 Jeffrey A. Perlowitz, Managing Director and Co-Head of Global Securitized Markets, and Myongsu Kong, Director and Counsel, Citigroup Global Markets Inc.
Aug. 5, 2008 John Taylor, President and CEO, National Community Reinvestment Coalition
Jul. 31, 2008 Robert S. Khuzami, Managing Director and General Counsel, Deutsche Bank Americas
Jul. 29, 2008 Glenn Reynolds, CEO, and Peter Petas, President, CreditSights, Inc.
Jul. 28, 2008 Morris C Foutch, Vancouver, Washington
Jul. 28, 2008 Keith F. Higgins and Vicki O. Tucker, Section of Business Law, American Bar Association
Jul. 28, 2008 Moody's Investors Service
Jul. 25, 2008 Yasuhiro Harada, Chairman and Co-CEO, Rating and Investment Information, Inc.
Jul. 25, 2008 Keith A. Styrcula, Chairman, Structured Products Association
Jul. 25, 2008 Cleary Gottlieb Steen & Hamilton LLP
Jul. 25, 2008 Gregory W. Smith, General Counsel, Colorado PERA
Jul. 25, 2008 James A. Kaitz, President and CEO, Association for Financial Professionals
Jul. 25, 2008 Alan P. Kress, Counsel, Principal Global Investors, LLC
Jul. 25, 2008 James H. Gellert, Chairman and CEO, Rapid Ratings International Inc. and Dr. Patrick J. Caragata, Founder and Executive Vice Chairman, Rapid Ratings International Inc.
Jul. 25, 2008 Richard M. Whiting, Executive Director and General Counsel, Financial Services Roundtable
Jul. 25, 2008 Micheal Decker, Co-Chief Executive Officer, Regional Bond Dealers Association and Mike Nicholas, Co-Chief Executive Officer, Regional Bond Dealers Association
Jul. 25, 2008 Karrie McMillan, General Counsel, Investment Company Institute
Jul. 25, 2008 Jack Davis, Head of Fixed Income Research, Schroder Investment Management North America Inc.
Jul. 25, 2008 Lawrence J. White, New York University
Jul. 25, 2008 Kurt N. Schacht, Executive Director, CFA Institute Centre for Financial and Linda L. Rittenhouse, Senior Policy Analyst, CFA Institute Centre for Financial
Jul. 25, 2008 Cate Long, Multiple-Markets
Jul. 25, 2008 Francisco Paez, Metropolitan Life Insurance Company
Jul. 25, 2008 Annemarie G. DiCola, Chief Executive Officer, Trepp, LLC
Jul. 25, 2008 Jeremy Reifsnyder, President, TLD Partners LLc, Co-Chair, American Securitizaiton Forum Credit Rating Agency, Task Force and Richard Johns, Viove President, Capital One, Co-Chair, American Securitizaiton Forum Credit Rating Agency, Task Force
Jul. 25, 2008 Memorandum from the Division of Trading and Markets regarding a July 22, 2008 Phone call with representatives of Moody’s Investors Service
Jul. 25, 2008 Bill Lockyer, California State Treasurer
Jul. 25, 2008 Charles D. Brown, General Counsel, Fitch Ratings
Jul. 25, 2008 Frank Chin, Chairman, Municipal Securities Rulemaking Board
Jul. 25, 2008 Sean J. Egan, President, Egan–Jones Ratings Co.
Jul. 25, 2008 Kieran P. Quinn, Chairman, Mortgage Bankers Association
Jul. 25, 2008 Suzanne C. Hutchinson, Mortgage Insurance Companies of America
Jul. 25, 2008 Denise L. Nappier, Treasurer, State of Connecticut, Hartford, Connecticut
Jul. 25, 2008 Eric Sanitas, President, AFIPER, Beaumont, France
Ju1. 25, 2008 Sally Scutt, Managing Director, IBFed and Pierre de Lauzun, Chairman, IBFed Financial Markets Working Group
Ju1. 24, 2008 Alex J. Pollock, Resident Fellow, American Enterprise Institute, Washington, DC
Ju1. 24, 2008 Deborah A. Cunningham, SIFMA Credit Rating Agency Task Force Co-Chair, Federated Investors; Chief Investment Officer and Boyce I. Greer, SlFMA SIFMA Credit Rating Agency Task Force Co-Chair, Fidelity Management & Research Company; President, Fixed Income and Asset Allocation
Jul. 24, 2008 Vickie A. Tillman, Executive Vice President, Standard & Poor’s Ratings Services
Jul. 24, 2008 Joseph A. Hall and Michael Kaplan, Davis Polk, and Wardwell
Jul. 24, 2008 Amy Borrus, Deputy Director, Council of Institutional Investors
Jul. 24, 2008 J. Douglas Adamson, Executive Vice President, Technical Services, American Bankers Association
Jul. 24, 2008 Takefumi Emori, Managing Director, Japan Credit Rating Agency,Ltd.
Jul. 23, 2008 Kent Wideman, Group Managing Director, Policy & Rating Committee, DBRS and Mary Keogh, Managing Director, Policy & Regulatory Affairs, DBRS
Jul. 22, 2008 Mary A. Downing, Director -Surveillance and Due Diligence, Hillenbrand Partners
Jul. 22, 2008 Richard Metcalf, Director, Corporate Affairs Department, Laborers' International Union of North America
Jul. 22, 2008 Kevin Kohler, VP - Levered Finance, Capmark Investments LP
Jul. 21, 2008 Gregg Rademacher, Chief Executive Officer, Los Angeles Couny Employees Retirement Association (LACERA)
Jul. 21, 2008 Leonard W. Cotton, Vice Chairman, Centerline Capital Group
Jul. 21, 2008 Raymond E. Petersen, President, Inland Mortgage Capital Corporation
Jul. 21, 2008 Bruce Goldstein, SunTrust Robinson Humphrey
Jul. 21, 2008 Dottie Cunningham, Chief Executive Officer, Commercial Mortgage Securities Association
Jul. 17, 2008 Memorandum from the Division of Trading and Markets regarding a Jul. 16, 2008 meeting with representatives of Realpoint LLC
Jul. 14, 2008 Robert Dobilas, President CEO, Realpoint LLC, Horsham, Pennsylvania
Jul. 13, 2008 Walter C. Hamscher, Technology Consultant, Standard Advantage, Member, XBRL International Board of Directors, Concord, Massachusetts
Jul. 8, 2008 Elaine Wieche
Jul. 8, 2008 William Morris, Principle, The Morris Group, Fullerton, California
Jul. 7, 2008 Memorandum from the Division of Trading and Markets regarding a Jul. 1, 2008 meeting with representatives of the Egan-Jones Rating Company
Jun. 19, 2008 Memorandum from the Division of Corporation Finance and the Division of Trading and Markets regarding a June 17, 2008 meeting with representatives of the Credit Rating Agency Task Force of the Securities Industry and Financial Markets Association
Jun. 19, 2008 Rupert Schoder, Financial Engineer, Socit Gnrale, France, Paris, France
Jun. 12, 2008 G. Brooks Euler
Jun. 10, 2008 Deborah A. Cunningham, SIFMA CRA Task Force Co-Chair, Chief Investment Officer, Federated Investors and Boyce I. Greer, SlFMA CRA Task Force Co-Chair, President, Fixed Income and Asset Allocation, Fidelity Management & Research Company

 

http://www.sec.gov/comments/s7-13-08/s71308.shtml

Modified: 10/16/2014