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Commission Guidance Regarding the Duties and Responsibilities of Investment Company Boards of Directors with Respect to Investment Adviser Portfolio Trading Practices
[Release No. 34-58264; File No. S7-22-08]
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| Oct. 10, 2008 | Jameson A. Baxter, Chairman of the Contract Committee of the Trustees of the Putnam Funds and Paul L. Joskow, Chair of the Brokerage Committee of the Trustees of the Putnam Funds |
| Oct. 7, 2008 | Kurt N. Schacht, CFA, Executive Director, CFA Centre for Financial Market Integrity, CFA Institute and Jonathan J. Stokes,
Director, Standards of Practice, CFA Centre for Financial Market Integrity, CFA Institute |
| Oct. 6, 2008 | Jill D. Eng, on behalf of the Committee on Investment Management Regulation of the New York City Bar |
| Oct. 6, 2008 | Kelly C. Abernathy, General Counsel, Chief Compliance Officer, Capital Institutional Services, Inc., Dallas, Texas |
| Oct. 1, 2008 | Richard Leggett, Chairman, Investorside Research Association, New York, New York |
| Oct. 1, 2008 | Monique S. Botkin,
Senior Counsel, Investment Adviser Association |
| Oct. 1, 2008 | Steven M. Joenk,
Chair, Chief Executive Officer and President, AXA Premier VIP Trust |
| Oct. 1, 2008 | Sanford Bragg,
President & CEO, Integrity Research |
| Oct. 1, 2008 | Lee A. Pickard and William D. Edick, Pickard and Djinis LLP, Counsel to the Alliance in Support of Independent Research |
| Oct. 1, 2008 | David Oestreicher,
Vice President and Chief Legal Counsel, T. Rowe Price Associates, Inc. |
| Oct. 1, 2008 | Philip L. Kirstein, Chair, Committee on Investment Management Regulation of the New York City Bar |
| Oct. 1, 2008 | David B. Smith, Jr., Executive Vice President and General Counsel, Mutual Fund Directors Forum |
| Oct. 1, 2008 | Donald W. Glazer |
| Oct. 1, 2008 | Karrie McMillan,
General Counsel, Investment Company Institute |
| Oct. 1, 2008 | Cynthia M. Clarke, General Counsel, Wellington Management Company, LLP |
| Oct. 1, 2008 | Ira D. Hammerman,
Senior Managing Director, General Counsel, Securities Industry and Financial Markets Association |
| Sep. 30, 2008 | D. Bruce Johnsen, J.D., Ph.D. Professor of Law |
| Sep. 30, 2008 | John D. Meserve, Executive Managing Director, BNY ConvergEx Group, LLC, New York, New York |
| Sep. 30, 2008 | Robert W. Uek, Chair, IDC Governing Council |
| Sep. 29, 2008 | William L. Armstrong, Chairman of the Board, Oppenheimer Funds, Denver, Colorado |
| Sep. 8, 2008 | Wayne McAlpine, President & CEO, Commission Direct Inc. |
| Sep. 8, 2008 | Jeffrey C. Keil, Principal, Keil Fiduciary Strategies LLC, Littleton, Colorado |
| Sep. 5, 2008 | Bill George |
| Aug. 26, 2008 | Robert M. Braun, CFA, Trumbull, Connecticut |
| Aug. 13, 2008 | Bill George, Encino, California |
| Aug. 8, 2008 | Bill George, Encino, California |
| Jul. 30, 2008 | Bill George |
http://www.sec.gov/comments/s7-22-08/s72208.shtml
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