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Comments on Exchange-Traded Funds

[Release No. 33-8901; File No. S7-07-08]


Mar. 27, 2014 Memorandum from the Division of Investment Management regarding a January 29, 2014, meeting and March 4, 2014, conference call with representatives of Vanguard
Nov. 4, 2009 Memorandum from the Division of Investment Management regarding a November 3, 2009, conference call with representatives from NYSE Arca, Inc.
Sep. 10, 2009 Michael R. Grupe, EVP, Research and Investor Outreach, NAREIT, Washington, District of Columbia
May 27, 2009 Janet M. Kissane, Senior Vice President, Legal & Corporate Secretary, Office of the General Counsel, NYSE Euronext
Nov. 18, 2008 Michael A. Petronella, President, Dow Jones & Company, Inc. and Alexander Matturri, Jr., Executive Managing Director, Standard & Poor’s
Aug. 27, 2008 David T. Grieger, Managing Director, Indexes & Chief Marketing Officer of Russell Investments
Jul. 28, 2008 P. Georgia Bullitt, Morgan Lewis & Bockius LLP on behalf of Morgan Stanley & Co. Incorporated, JP Morgan Chase & Co., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Goldman, Sachs & Co.
Jul. 3, 2008 R. Bryan Woodard, Chief Legal Officer, State Street Global Markets, LLC
Jun. 19, 2008 Ari Gabinet, Principal, Securities Regulation, Vanguard Group, Inc.
May 30, 2008 Katten Muchin Rosenman LLP, New York, New York
May 29, 2008 Keith F. Higgins, Chair, Federal Regulation of Securities Committee, Section of Business Law, American Bar Association
May 29, 2008 Mary Yeager, Corporate Secretary, NYSE Arca, Inc.
May 21, 2008 David B. Smith, Executive Vice-President, Mutual Fund Directors Forum
May 20, 2008 Anthony Dudzinski, CEO, Xshares Advisors, LLC
May 20, 2008 Richard H. Baker, President and Chief Executive Officer, Managed Funds Association
May 19, 2008 Debra M. Brown, Esquire, Brown Associates LLC, Beverly, Massachusetts
May 19, 2008 Felice R. Foundos, Attorney, Chapman And Cutler, Chicago, Illinois
May 19, 2008 Karrie McMillan, General Counsel, Investment Company Institute
May 19, 2008 Robert W. Uek, Chair, IDC Governing Council
May 19, 2008 James E. Ross, Senior Managing Director, State Street Global Advisors
May 19, 2008 Sam Goldstein, Associate, Stradley Ronon Stevens & Young
May 16, 2008 Ira P. Shapiro, Associate General Counsel, Barclays Global Fund Advisors
May 16, 2008 James J. Angel, Ph.D., CFA, Associate Professor of Finance, Georgetown University
May 9, 2008 Adam I. Gehrie, Esq., Secretary, Committee on Private Investment Funds, The Association of the Bar of the City of New York, New York, New York
May 8, 2008 Philippe El-Asmar, Managing Director, Barclays Capital Inc.
Apr. 29, 2008 Scott Sacknoff, President, SPADE Indexes, Washington, District of Columbia
Apr. 9, 2008 Ron DeLegge, Editor, ETFguide.com, San Diego, California

 

http://www.sec.gov/comments/s7-07-08/s70708.shtml

Modified: 04/02/2014