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SEC Proposed Rules Archives: 2000

Archive of older proposed rules currently available on site. We encourage the public to submit comments on proposed rules during the comment period. For detailed instructions, please read How to Submit Comments. Proposed rules currently available include:

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

Release No. Date Details
Fourth Quarter
IC-24775 Nov. 29, 2000 Exemption for the Acquisition of Securities During the Existence of an Underwriting or Selling Syndicate
File No.:   S7-20-00
Comments Due:   45 days after publication in the Federal Register
Comments received electronically are available for this proposal.
See also: Final Rule, Rel. No. IC-25560
34-43401 Oct. 2, 2000 Processing Requirements for Cancelled Security Certificates
File No.:   S7-18-00
Comments Due:   60 days after publication in the Federal Register
Comments received electronically are available for this proposal.
Third Quarter
33-7883 Aug. 29, 2000 Extension of time period to submit materials for public hearing on September 20, 2000; location of hearings: Revision of the Commission's Auditor Independence Requirements.
Reference:   Rel. No. 34-43219
File No.:   S7-13-00
Comments Due:   45 days after publication in the Federal Register
Comments received electronically are available for this proposal.
See also: Final Rule, Rel. No. 33-7919
34-43085 Jul. 28, 2000 Firm Quote and Trade-Through Disclosure Rules for Options
File No.:   S7-17-00
Comments Due:   45 days after publication in the Federal Register
Comments received electronically are available for this proposal.
See also: Final Rule, Rel. No. 34-44852;
Rule, Rel. No. 34-45654
34-43084 Jul. 28, 2000 Disclosure of Order Routing and Execution Practices
File No.:   S7-16-00
Comments Due:   September 22, 2000
Comments received electronically are available for this proposal.
See also: Final Rules, Rel. Nos. 34-44060 and 34-43590
Second Quarter
34-42994 Jun. 30, 2000 Revision of the Commission's Auditor Independence Requirements
Reference:   Rel. Nos. 33-7870, 35-27193, IC-24549, IA-1884
File No.:   S7-13-00
Comments Due:   September 25, 2000
Comments received electronically are available for this proposal.
Additional materials are available for this release:
  Final Rule, Rel. No. 33-7919
  Proposed Rule, Rel. No. 33-7883
   3rd Hearing/Day 2 Testimony (testimony), September 21, 2000;
   3rd Hearing/Day 1 Testimony (testimony), September 20, 2000;
   Public Testimony (text submitted by speakers) on the issues, September 21, September 20, September 13, 2000 and July 26, 2000
   2nd Hearing Testimony (testimony), September 13, 2000;
   Notice of Hearings, July 7, 2000;
   Hearing Testimony (testimony), July 26, 2000;
   Notice of Additional Hearings, August 10, 2000;
   Notice of Extension of deadline to submit testimony for additional hearings, August 30, 2000)
34-42755 May 4, 2000 Options Price Reporting Authority; Proposed Amendments to National Market System Plan
File No.:   4-434
Comments Due:   30 days after publication in the Federal Register
Comments received electronically are available for this proposal.
34-42741 May 2, 2000 Electronic Submission of Securities Trading Data by Exchange Members, Brokers and Dealers
File No.:   S7-12-00
Comments Due:   June 7, 2000
Comments received electronically are available for this proposal.
See also: Final Rule, Rel. No. 34-44494
34-42620 Apr. 5, 2000 Electronic Filing by Investment Advisers; Proposed Amendments to Form ADV
Reference:   Rel. No. IA-1862
File No.:   S7-10-00
Comments Due:   June 13, 2000
Comments received electronically are available for this proposal.
Additional materials are available for this release:
  Final Rules, Rel. Nos. 34-48167 and IA-1897    Summary of Comments on Electronic Filing and Proposed Amendments to Form ADV
First Quarter
33-7815 Mar. 21, 2000 Proposed rule; extension of comment period
Reference:   Rel. Nos. 34-42552, IC-24343
File No.:   S7-31-99
Comments Due:   April 28, 2000
See also: Final Rule, Rel. No. 33-7881
Proposed Rule, Rel. No. 34-42259
33-7809 Mar. 15, 2000 Disclosure of Mutual Fund After-Tax Returns
Reference:   Rel. Nos. 34-42528, IC-24339
File No.:   S7-09-00
Comments Due:   June 30, 2000
Comments received electronically are available for this proposal.
See also: Final Rules, Rel. Nos. 33-8010 and 33-7941
34-42484 Mar. 2, 2000 Privacy of Consumer Financial Information (Regulation S-P)
Reference:   Rel. Nos. IC-24326, IA-1856
File No.:   S7-6-00
Comments Due:   March 31, 2000
Comments received electronically are available for this proposal.
See also: Final Rule, Rel. No. 34-42974
34-42462 Feb. 25, 2000 Rulemaking for EDGAR System
Reference:   Rel. Nos. 33-7803, 35-27142, 39-2382, IC-24319
File No.:   S7-05-00
Comments Due:   April 3, 2000
Comments received electronically are available for this proposal.
See also: Final Rule, Rel. No. 33-7855
34-42354 Jan. 21, 2000 Supplementary Financial Information
Reference:   Rel. No. 33-7793
File No.:   S7-03-00
Comments Due:   by April 17, 2000
Comments received electronically are available for this proposal.

 

http://www.sec.gov/rules/proposed/proposedarchive/proposed2000.shtml

Modified: 10/16/2014