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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.22, Concerning Gifts and Gratuities in Relation to the Business of the Employer of the Recipient, and Renaming the Rule "Influencing or Rewarding Employees of Others"

National Securities Exchanges, BATS Exchange (BATS)

Last Reviewed or Updated: Oct. 15, 2015

Resources

Notice Rule: SEC Issued Version (pdf 115.53 KB)

Notice Rule: Federal Register Version

Exhibit 5

Details

Public Comments Due

Nov. 10, 2015

File Number

SR-BATS-2015-79

Rule Type

Notice

Release Number

34-76158

SEC Issue Date

Oct. 15, 2015

Federal Register Publish Date

Oct. 20, 2015

Document Citation

80 FR 63632

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.22, Concerning Gifts and Gratuities in Relation to the Business of the Employer of the Recipient, and Renaming the Rule "Influencing or Rewarding Employees of Others"

Resources

Details

More in this Section

Breadcrumb

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 3.22, Concerning Gifts and Gratuities in Relation to the Business of the Employer of the Recipient, and Renaming the Rule "Influencing or Rewarding Employees of Others"

Resources

Details