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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable Settlements of Disciplinary Matters To Be Considered for Approval or Rejection by Exchange Hearing Officers Without the Need To Convene a Formal Hearing

National Securities Exchanges, American Stock Exchange (Amex)

Last Reviewed or Updated: Oct. 26, 2007

Resources

Notice Rule: SEC Issued Version (pdf 168.57 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Nov. 26, 2007

File Number

SR-Amex-2007-111

Rule Type

Notice

Release Number

34-56707

SEC Issue Date

Oct. 26, 2007

Federal Register Publish Date

Nov. 5, 2007

Document Citation

72 FR 62500

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable Settlements of Disciplinary Matters To Be Considered for Approval or Rejection by Exchange Hearing Officers Without the Need To Convene a Formal Hearing

Resources

Details

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Enable Settlements of Disciplinary Matters To Be Considered for Approval or Rejection by Exchange Hearing Officers Without the Need To Convene a Formal Hearing

Resources

Details